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Market Infrastructure
JPX, CFFEX Agree to Cross-Promote Derivatives Products
By Editors | 08/09/2022
The arrangements includes the promotion of derivatives trades to enhance the liquidity of ETFs listed under the Japan-China ETF Connectivity scheme.
ESG / Sustainability
New Climate Scenarios for Central Banks, Supervisors
By ESG Investor | 08/09/2022
The NGFS has published updated climate scenarios for central banks and supervisors.
Enforcement
Australia: ABN AMRO Penalised Over Block Trading Rule Breach
By Editors | 08/09/2022
ABN AMRO Clearing Sydney registered ASX SPI 200 Futures block trades that included split allocations below the Minimum Value Threshold.
Securities / Derivatives
Tokyo Bourse to Allow First Active ETF Listings by Mid-2023
By Editors | 08/09/2022
The TSE is reportedly looking to modify a rule which currently only permits index-linked (passive) ETFs to be listed on the exchange.
Australian Treasury Commences Review of Superannuation Reforms
By Editors | 08/09/2022
Australia’s Treasury said it is looking to identify unintended consequences and implementation issues arising from the YFYS laws passed in 2021.
Fintech / Regtech
Korea to Launch KRX-Operated Digital Securities Market
By Editors | 07/09/2022
Security token guidelines will be published in Q4 2022, and rule changes will be made next year to establish a system for issuance and distribution.
Securities / Derivatives
China Raises Bar for Sponsors to Ensure Fair IPO Pricing
By Editors | 07/09/2022
Investment bankers engaged in IPO deals are prohibited from discussing earnings estimates and valuations with analysts, to ensure their independence.
AML / KYC
UK OFSI Updates Sanctions Guidance to Include Crypto
By Editors | 07/09/2022
Crypto firms are directed to freeze assets of targets listed under the Consolidated List and report suspected sanctions breaches to the OFSI.
AML / KYC
China Passes Law to Combat Telecom and Online Fraud
By Darien Choong | 07/09/2022
The law imposes an obligation on telecom companies and banks to help hunt down fraudsters, and requires the establishment of a risk information sharing mechanism.
Securities / Derivatives
CSRC Green Lights Launch of New ETF Options in China
By Editors | 07/09/2022
ChiNext Board ETF options will list in Shenzhen, while CSI 500 ETF options will list in both Shanghai and Shenzhen.
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