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SFC and SEHK Publish Listing Revision on Overseas Companies
By Editors | 27/09/2013
The Securities and Futures Commission (SFC) and The Stock Exchange of Hong Kong Limited (SEHK), a wholly-owned subsidiary of Hong […]
A New Approach by Sponsors of Hong Kong IPOs
By Editors | 27/09/2013
Prospective listing candidates and their sponsors will face further scrutiny and more stringent guidelines when looking to IPO on the […]
SEC Freezes Assets in Ponzi Scheme Targeting Investors in Japan
By Editors | 27/09/2013
The Securities and Exchange Commission today announced an emergency action to freeze the assets of a Las Vegas-based firm and […]
Global Regulatory Reforms: What’s Done, What To Watch For. MAS’ Ravi Menon
By Editors | 25/09/2013
Thomson Reuters hosted the 4th Pan-Asian Regulatory Summit on 25 September 2013 in Singapore. Here is the full transcript from […]
Deputy Governor Hu Xiaolian Speech on Improving Regulatory Coordination
By Editors | 24/09/2013
Outlined below is a speech Deputy Governor Hu Xiaolian of the People’s Bank of China gave at the Second Financial […]
SFC Signs AIFMD MoU with European Authorities
By Editors | 17/09/2013
The Securities and Futures Commission has entered into memoranda of understanding concerning consultation, cooperation and the exchange of information related […]
Thomson Reuters Adds Countries of Risks to its Entity Risk Solution
By Editors | 16/09/2013
Thomson Reuters, today announced the launch of an enhanced entity risk offering to help financial institutions, including custodian banks, regional […]
New Zealand: Regulatory Reporting Guide Consultation Underway
By Editors | 16/09/2013
Regulatory reporting is changing for Authorised Financial Advisers (AFAs). FMA has opened a consultation paper on the proposed Regulatory Reporting […]
MAS Issues Feedback on Credit Card Consultation Paper Responses
By Editors | 12/09/2013
MAS has issued responses to feedback received on a consultation paper issued December 2012 which proposes changes to credit card […]
Securities / Derivatives
Value Partners Receive RQFII Approval
By Editors | 12/09/2013
The China Securities Regulation Commission (CRSC) has approved Value Partners as a Renminbi Qualified Foreign Institutional Investor (RQFII). With this […]
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