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Securities / Derivatives
Regulatory Fragmentation Challenge to Asset Management Industry
By Editors | 10/10/2013
A State Street survey of the Asset Management industry in APAC highlights significant challenges to capitalising on opportunities in the […]
Australian Banks Begin Reporting OTC Derivatives
By Editors | 04/10/2013
The Depository Trust & Clearing Corporation (DTCC) today announced that five of the major Australian banks active in the over-the-counter […]
BOJ Amendment to Guidelines on Eligible Collateral
By Editors | 04/10/2013
At the Monetary Policy Meeting held 4 October 2013, the Policy Board of the Bank of Japan made the following […]
ASIC Releases Further Guidance on Hedge Fund Disclosure
By Editors | 03/10/2013
ASIC has today refined the definition of a hedge fund to ensure disclosure requirements are appropriately targeted at those funds […]
Securities / Derivatives
Regulators from Asia attend meeting at ESMA
By Editors | 03/10/2013
Principals and senior representatives of authorities responsible for the regulation of the over-the-counter (OTC) derivatives markets in Australia, Brazil, the […]
Securities / Derivatives
FATCA Registry will Aid Foreign Financial Institutions’ Compliance Efforts
By Editors | 02/10/2013
The recent creation of a new online registration system for financial institutions to register with the U.S. Internal Revenue Service (IRS) will benefit compliance and legal staff.
Securities / Derivatives
Fitch Rates ICBC Basel III Notes ‘BBB+(exp)’
By Editors | 02/10/2013
Fitch Ratings has assigned Industrial and Commercial Bank of China (Asia) Ltd’s (ICBC Asia; A/Stable) upcoming 10-year Basel III-compliant Tier […]
Securities / Derivatives
ESMA Publishes Further Advice to Commision on Non-EU Countries
By Editors | 02/10/2013
The European Securities and Market Authority (ESMA) has published its second set of advice to the European Commission on the […]
Securities / Derivatives
ASEAN MoU to Establish Cross-Border Collective Investment Schemes
By Editors | 01/10/2013
The ASEAN Capital Markets Forum (“ACMF”) announced that the Securities Commission of Malaysia, the Monetary Authority of Singapore and the […]
CBRC on Banking Regulation in Shanghai FTA
By Editors | 29/09/2013
Recently, the CPC Central Committee and State Council have decided to establish the China (Shanghai) Pilot Free Trade Area (FTA). […]
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