AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION

    Australian Securities Regulator Releases Information Sheet on Audit Quality

    By Editors | 17/03/2014

    The Australian Securities and Investments Commission has released an information sheet that will guide directors and audit committees in enhancing audit quality.

    Australia Seeks Industry Views on Managed Investment Schemes

    By Editors | 07/03/2014

    The Corporations and Markets Advisory Committee has released a discussion paper on managed investment schemes.

    Australian Regulator Eases Compliance on Internet Securities Offers

    By Editors | 04/03/2014

    The Australian Securities and Investments Commission has released new guidelines on compliance requirements for businesses making securities offers via the internet.

    Australian Securities Regulator Calls for Tougher Penalties for White-Collar Crime

    By Editors | 25/02/2014

    The Australian Securities and Investments Commission has called for tougher penalties to combat corporate misconduct.

    Australian Regulator Examines Risks Posed By Complex Products

    By Editors | 03/02/2014

    The Australian Securities and Investments Commission released a new report reviewing the risks posed by complex products and how it will work to regulate them.

    Australian Regulator Censures BNP Paribas Over Rate Fixing

    By Editors | 28/01/2014

    Australian Securities and Investment Commission has reprimanded BNP Paribas SA over potential misconduct involving the Australian Bank Bill Swap Rate.

    IOSCO Publishes Retail Structured Products Report

    By Editors | 23/12/2013

    The International Organization of Securities Commissions (IOSCO) today published their report on Regulation of Retail Structured Products. The report will act as a toolkit outlining regulatory options for international securities regulators when regulating retail structured products.

    ASIC Pleased with Superannuation PDS Changes

    By Editors | 27/11/2013

    ASIC launched the shorter Product Disclosure Statement (PDS) Regime” in June 2012, and has now had a chance to review a sample of the shorter PDSs for superannuation and simple management investment schemes.

    ASIC Launches Next Generation Market Surveillance System

    By Editors | 25/11/2013

    ASIC’s new market surveillance system is now in operation. The platform, knows as MAI (Market Analysis Intelligence) helps ASIC better […]

    ASIC Releases Revised Guidance on Custody

    By Editors | 21/11/2013

    ASIC has today released revised guidance on the custody of assets and standards to be met by asset holders. The […]

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