AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION

    Australian Regulator Censures RBS over Interest Rate Manipulation

    By Editors | 22/07/2014

    Australia’s securities regulator has censured the Royal Bank of Scotland for its role in manipulating Australia’s bank bill swap rate.

    Securities / Derivatives

    Australian Government Plans Mandatory Central Clearing of AUD Interest Rate Derivatives

    By Editors | 10/07/2014

    The Australian government is proposing mandatory central clearing of Australian-denominated interest rate derivatives (IRD).

    Securities / Derivatives

    Australian Regulator Reports on Fee Disclosure Norms for Super and Managed Investments

    By Editors | 08/07/2014

    Australian Securities and Investments Commission has released a report on its review of the fee and cost disclosure practices in the superannuation and managed investment industry.

    MGSM Undertake Comprehensive HFT Study

    By Editors | 03/07/2014

    A team of financial researchers from the Macquarie Graduate School of Management (MGSM) will undertake Australia’s first comprehensive study into the impact of High Frequency Trading (HFT) on the quality of Australia’s financial market.

    Securities / Derivatives

    ASIC Relaxes Key Management Personnel Equity Disclosures

    By Editors | 01/07/2014

    The Australian Securities and Investments Commission has released a new class order to assist in the preparation of directors’ reports for financial years ending on or before September 30, 2014.

    Australian Regulator Extends Super Fund Fee Disclosure

    By Editors | 18/06/2014

    The Australian Securities and Investments Commission has moved the deadline back to July 2015 for superannuation funds and management investment schemes to comply with fee and cost disclosure requirements.

    Australia May Have to Tighten Forex Regulations

    By Editors | 12/06/2014

    Australia could be forced to increase its oversight of the US$4 trillion-a-day foreign exchange market in line with tougher United Kingdom rules.

    Australian Regulator to Facilitate Securities Offer by Foreign Firms

    By Editors | 30/05/2014

    The Australian regulator released a consultation paper proposing class order relief and guidance for foreign companies offering CHESS Depositary Interests over their shares to investors in Australia.

    Australian Regulator Urges Funds to Review Class Order Compliance

    By Editors | 30/05/2014

    Australian Securities and Investments Commission (ASIC) is encouraging providers of investor directed portfolio services or so-called platforms to review ongoing compliance with class orders.

    Australian Regulator Issues Report on Confidential Information, Warns of Complacency

    By Editors | 27/05/2014

    Australia’s disclosure regime ensures retail investors can trust the integrity of the market, the Australian Securities and Investments Commission (ASIC) said, although it warned companies not to become complacent.

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