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ASIC’s Perspective on Self Managed Super Fund Regulation
By Editors | 08/11/2013
A speech given by John Price, Commissioner of the Australian Securities and Investments Commission (ASIC) to the The Institute of […]
MAS Approve DTCC Trade Depository in Singapore
By Editors | 06/11/2013
The Depository Trust & Clearing Corporation (DTCC) has announced it has received approval from the Monetary Authority of Singapore (MAS) […]
Australian Banks Begin Reporting OTC Derivatives
By Editors | 04/10/2013
The Depository Trust & Clearing Corporation (DTCC) today announced that five of the major Australian banks active in the over-the-counter […]
ASIC Releases Further Guidance on Hedge Fund Disclosure
By Editors | 03/10/2013
ASIC has today refined the definition of a hedge fund to ensure disclosure requirements are appropriately targeted at those funds […]
Securities / Derivatives
Regulators from Asia attend meeting at ESMA
By Editors | 03/10/2013
Principals and senior representatives of authorities responsible for the regulation of the over-the-counter (OTC) derivatives markets in Australia, Brazil, the […]
Hedge Funds Not a Systemic Risk – ASIC
By Editors | 10/09/2013
Australian hedge funds do not currently pose a systemic risk to the Australian financial system, an ASIC report released today […]
Securities / Derivatives
Regional Regulators Bolster Cross-Border Cooperation in Market Surveillance
By Editors | 06/09/2013
Regulators from the Asia-Pacific region came together to bolster cross-border cooperation in market surveillance at the ‘Market Integrity Forum’ and […]
ASIC Continues Crackdown on Hybrids
By Editors | 23/08/2013
This week ASIC highlighted they have seen an improvement in the disclosure of the risks of hybrids, but there is […]
ASIC makes rules on dark liquidity, high-frequency trading
By Editors | 12/08/2013
ASIC has released its market integrity rules on dark liquidity and high-frequency trading. ASIC has also released guidance on the […]
Instinet Australia Pty Limited pays $130,000 infringement notice penalty
By Editors | 09/08/2013
Instinet Australia Pty Limited (Instinet) has paid a penalty of $130,000 to comply with an infringement notice given to it […]
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