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IOSCO Publishes Retail Structured Products Report
By Editors | 23/12/2013
The International Organization of Securities Commissions (IOSCO) today published their report on Regulation of Retail Structured Products. The report will act as a toolkit outlining regulatory options for international securities regulators when regulating retail structured products.
ASIC Pleased with Superannuation PDS Changes
By Editors | 27/11/2013
ASIC launched the shorter Product Disclosure Statement (PDS) Regime” in June 2012, and has now had a chance to review a sample of the shorter PDSs for superannuation and simple management investment schemes.
ASIC Launches Next Generation Market Surveillance System
By Editors | 25/11/2013
ASIC’s new market surveillance system is now in operation. The platform, knows as MAI (Market Analysis Intelligence) helps ASIC better […]
ASIC Releases Revised Guidance on Custody
By Editors | 21/11/2013
ASIC has today released revised guidance on the custody of assets and standards to be met by asset holders. The […]
ASIC’s Perspective on Self Managed Super Fund Regulation
By Editors | 08/11/2013
A speech given by John Price, Commissioner of the Australian Securities and Investments Commission (ASIC) to the The Institute of […]
MAS Approve DTCC Trade Depository in Singapore
By Editors | 06/11/2013
The Depository Trust & Clearing Corporation (DTCC) has announced it has received approval from the Monetary Authority of Singapore (MAS) […]
Australian Banks Begin Reporting OTC Derivatives
By Editors | 04/10/2013
The Depository Trust & Clearing Corporation (DTCC) today announced that five of the major Australian banks active in the over-the-counter […]
ASIC Releases Further Guidance on Hedge Fund Disclosure
By Editors | 03/10/2013
ASIC has today refined the definition of a hedge fund to ensure disclosure requirements are appropriately targeted at those funds […]
Securities / Derivatives
Regulators from Asia attend meeting at ESMA
By Editors | 03/10/2013
Principals and senior representatives of authorities responsible for the regulation of the over-the-counter (OTC) derivatives markets in Australia, Brazil, the […]
Hedge Funds Not a Systemic Risk – ASIC
By Editors | 10/09/2013
Australian hedge funds do not currently pose a systemic risk to the Australian financial system, an ASIC report released today […]
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