CHINA SECURITIES REGULATORY COMMISSION

Capital / Liquidity

Bank Risks Under Control, Market Supervision to Intensify – China Regulators

By Editors | 13/07/2017

Senior banking regulator suggests number of illegal fundraisings has declined sharply; counterpart at CSRC says to continue crackdown on market malfeasance.

Enforcement

China Regulators Target ‘Rat’ Traders

By Editors | 10/07/2017

Ministry of Public Security says it has uncovered 80 cases of the form of insider trading since 2014. CSRC to use big data as it continues crackdown.

Enforcement

HK SFC, CSRC to Boost Stock Connect Supervision

By Editors | 03/07/2017

Regulators conducted 60 joint investigations in 1H16, taking total to 365 since Shanghai-HK link established in 2014.

Market Infrastructure

China Regulators Reaffirm Reform Push after MSCI Decision

By Editors | 23/06/2017

China’s securities and foreign exchange regulators, central bank and CIPS (the China International Payments System) signaled their intention to introduce […]

Securities / Derivatives

CSRC Eyes Education to Halt Market Malpractice

By Editors | 19/06/2017

CSRC (the China Securities Regulatory Commission) kicked off the second phase of its campaign to educate investors about market malpractice. […]

China Regulators Eye Standardisation, Senior Managers Regime

By Editors | 12/06/2017

China’s top financial regulators have developed a strategic plan to create a “standardised financial system”, including joint measures on risk […]

Capital / Liquidity

China State Council Issues Plans to Combat Financial Risks

By Editors | 05/06/2017

China’s cabinet, the State Council, last week announced details of inspections required to be carried out by regional and municipality […]

AML / KYC

China Regulators Confirm Readiness for CRS

By Samuel Riding | 22/05/2017

Six departments including banking and securities regulator confirm 1 July kick-off.

CSRC Bans Firm from Issuing New Asset Management Products

By Samuel Riding | 22/05/2017

Sealand Securities also barred from opening new securities accounts, underwriting bonds.