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Market Infrastructure
Chinese Legislature Reviews Securities Law Amendments
By Samuel Riding | 25/04/2017
Proposed changes include greater enforcement, punishment powers for CSRC.
Securities / Derivatives
Ex CSRC Official Fined $73mn
By Samuel Riding | 24/04/2017
Feng Xiaoshu said to have made RMB248mn from illegal trades using family members’ accounts.
Capital / Liquidity
New CBRC Head to Make 1st Official Appearance
By Samuel Riding | 01/03/2017
Guo Shuqing expected to address Chinese banks’ bad debts, shadow banking.
Market Infrastructure
CSRC Issues Stock Connect Warning
By Samuel Riding | 28/02/2017
Regulator flags 20 incidences of market manipulation, other malpractice.
Securities / Derivatives
CSRC Fines P2P ‘Hyper’ $500mn
By Samuel Riding | 27/02/2017
Company chairman misrepresented firm as P2P business despite no involvement in sector.
AML / KYC
New CBRC Chief Set to Head ‘Super Regulator’
By Samuel Riding | 24/02/2017
Guo Shuqing likely to head ‘single operating body’ with authority for banking, securities and insurance regulation.
Capital / Liquidity
China Moots Ban on Futures Company Asset Management Products
By Samuel Riding | 24/02/2017
Products are typically used to circumvent provision and reserve requirements.
SSE to Speed up Infrastructure Project Securitisation
By Samuel Riding | 23/02/2017
Exchange sets up ‘green channel’ to speed up process; to consult with regulators, NDRC.
Securities / Derivatives
CSRC to Expand Supervision
By Samuel Riding | 20/02/2017
Chinese securities regulator is seeking ‘judicial interpretations of supervisory policies’.
Securities / Derivatives
CSRC to Inspect Brokers’ Investment Banking
By Samuel Riding | 10/02/2017
Inspection covers asset securitisation, corporate bond underwriting and M&A.
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