China Securities Regulatory Commission

Securities / Derivatives

China Cracks Down on Investment Funds for IPO Rules Violation

By Garima Chitkara | 07/08/2017

China has blacklisted nine funds connected to HSBC for alleged “misbehaviour” in the financial markets, specifically pertaining to IPO’s.

Securities / Derivatives

China Financial Futures Exchange Ups Enforcement

By Editors | 31/07/2017

Exchange says it addressed more than 600 ‘abnormal trades’ in 1H17 and referred nine cases to the securities regulator; keeping […]

HKEX, CSRC and SFC on a Regulatory Collision Course

By Peter Guy | 31/07/2017

Regulatory problems in China market could spill into Hong Kong through HKEX’s new third board.

AML / KYC

China CRS Less Burdensome than Expected

By Editors | 27/07/2017

But law firm warns that CRS elsewhere is likely to have greater impact on Chinese residents, particularly those who invest […]

Capital / Liquidity

PBOC to Ramp Up Regulatory Oversight

By Editors | 17/07/2017

Increased oversight by central bank may have put paid to talk of super regulator; regulators could be found guilty of […]

Capital / Liquidity

Bank Risks Under Control, Market Supervision to Intensify – China Regulators

By Editors | 13/07/2017

Senior banking regulator suggests number of illegal fundraisings has declined sharply; counterpart at CSRC says to continue crackdown on market malfeasance.

Enforcement

China Regulators Target ‘Rat’ Traders

By Editors | 10/07/2017

Ministry of Public Security says it has uncovered 80 cases of the form of insider trading since 2014. CSRC to use big data as it continues crackdown.

Enforcement

HK SFC, CSRC to Boost Stock Connect Supervision

By Editors | 03/07/2017

Regulators conducted 60 joint investigations in 1H16, taking total to 365 since Shanghai-HK link established in 2014.

Market Infrastructure

China Regulators Reaffirm Reform Push after MSCI Decision

By Editors | 23/06/2017

China’s securities and foreign exchange regulators, central bank and CIPS (the China International Payments System) signaled their intention to introduce […]