China Securities Regulatory Commission

Market Infrastructure

China to Clean Up Online Finance

By Samuel Riding | 23/05/2016

New plan will prevent P2P lenders from holding client money in house.

China Tightens Supervision of PPNs

By Samuel Riding | 16/05/2016

CSRC concerned about fake registrations of media, entertainment companies to take advantage of principal protected notes.

Market Infrastructure

CSRC Clarifies Position on QFII Stock Ownership

By Samuel Riding | 09/05/2016

Move expected to support mainland shares’ inclusion in MSCI indexes.

CSRC Tells Commodities Exchanges to Curb Speculation

By Samuel Riding | 29/04/2016

Securities regulator calls for curbs on ‘speculative’ futures trading as prices surge.

Market Infrastructure

Chinese Regulators, Exchanges Release Details of Graft Probe

By Samuel Riding | 28/04/2016

CBRC says staff ‘used their supervisory power to further their personal interests’.

Lessons in Regulatory Architecture Reform – The SEBI-FMC Merger

By Samuel Riding | 20/04/2016

Speakers at the India Regulatory Summit 2016 explore the rationale and opportunities in the merger of commodities and equities regulation.

Market Infrastructure

ECC HK Calls for Study on APAC Impact of EU Fund Rules

By Samuel Riding | 15/04/2016

Chamber of Commerce in Hong Kong also seeking equivalency for EU and Asian fund passporting regimes.

Securities / Derivatives

China to Revamp Securities Industry Risk Management Rules

By Samuel Riding | 11/04/2016

Securities industry to see net capital rise by about 20% and doubling of risk-reserve capital under new calculations.

Market Infrastructure

IOSCO Issues Cyber Risk Study

By Samuel Riding | 07/04/2016

Report explores approach to cyber risks of Singapore and Australian regulators.