China Securities Regulatory Commission

Market Infrastructure

CSRC Revises Securities Firm Risk Controls

By Samuel Riding | 20/06/2016

Measures include risk management staffing, system requirements to be implemented on 1 October.

Market Infrastructure

China Proposes to Ban Backdoor Fund Raisings

By Samuel Riding | 20/06/2016

Securities regulator also doubles lock-in period for shareholders in restructured companies.

AML / KYC

No Super-Regulator Soon, China Think Tank Says

By Samuel Riding | 17/06/2016

Influential research center says reform should focus on ‘regulatory philosophy’ over next 2-3 years.

Market Infrastructure

PBOC to Allow FI Bankruptcies

By Samuel Riding | 14/06/2016

Deputy governor says orderly market exits for financial institutions should be encouraged.

Market Infrastructure

CSRC to Further Strengthen Direct Supervision

By Samuel Riding | 13/06/2016

Regulator to continue with strict oversight, strengthen action on restructuring, M&A manipulation.

AML / KYC

CSRC Warns on Private Fund Sales to Retail Investors

By Samuel Riding | 03/06/2016

Regulator clamping down on practice of slicing off portions of private funds for sale.

Market Infrastructure

Senior PBOC Official Says Supervisory Framework ‘Not Compatible’

By Samuel Riding | 01/06/2016

Chen Yulu says current supervision is not sufficient to deal with growing, increasingly complex risks.

Market Infrastructure

SSE, SZSE Tighten Stock Suspension Guidelines

By Samuel Riding | 30/05/2016

Shanghai exchange says suspensions during 2015 market volatility prevented trading continuity.

Market Infrastructure

China to Open up Commodity Futures Market

By Samuel Riding | 27/05/2016

Foreign investors will be able to deal in crude oil, iron ore and rubber contracts