CHINA SECURITIES REGULATORY COMMISSION

Hong Kong, China to Strengthen Information Exchange

By Editors | 15/10/2015

Hong Kong’s Securities and Futures Commission is looking to strengthen information sharing and cooperation with the China Securities Regulatory Commission to guard against market misconduct.

China Cracks Down on Illegal Reduction of Holdings

By Editors | 13/10/2015

The China Securities Regulatory Commission has held a two-day hearing for 11 cases involving shareholders illegally reducing their stockholdings.

China Drafts New Rules to Govern Automated Trading

By Editors | 12/10/2015

China has issued draft regulations governing automated trading on three exchanges which include the adoption of a net daily purchase quota for some securities.

CSRC Seeks Stronger Supervision of Client Trading at Brokerages

By Editors | 12/10/2015

The China Securities Regulatory Commission is proposing guidelines for brokerages and wealth management firms to strengthen supervision of clients’ transactions.

CSRC Considers Lifting IPO Suspension

By Editors | 04/10/2015

The China Securities Regulatory Commission is considering the resumption of initial public offerings, after halting approvals since July amid a domestic stock market meltdown.

Regulatory Arbitrage: The Next Big Wave in China

By Peter Guy | 28/09/2015

The ability to exploit or position trading positions ahead of regulatory changes will emerge as a source of competitive advantage.

China May Allow QDII Funds to Also Invest At Home

By Editors | 25/09/2015

China is considering an innovative plan to allow QDIIs to launch funds which can invest in securities both at home and abroad.

China Fines Top Fund Manager $3 Million for Stock Manipulation

By Editors | 25/09/2015

The China Securities and Regulatory Commission has slapped a $3 million fine on a star Chinese fund manager for stock-market manipulation.

China Probes CSRC Official for ‘Discipline Violations’

By Editors | 19/09/2015

A China Securities Regulatory Commission official has been placed under investigation for his high-profile role in China’s stock market rescue effort.