China Securities Regulatory Commission

CSRC to Begin Mutual Fund Investigation

By Samuel Riding | 17/11/2015

China’s securities regulator probe could include brokerages and will involve extensive audits of mutual funds.

E-trading Restrictions to Hit Stock Connect

By Samuel Riding | 16/11/2015

International investors write to CSRC warning clampdown could sabotage major investment channels.

CSRC Vice Chairman Caught up in Graft Probe

By Samuel Riding | 16/11/2015

Yao Gang one of the CSRC officials responsible for stabilising China’s markets.

CSRC Streamlines M&A Auditing

By Samuel Riding | 11/11/2015

China’s securities regulator introduces batch audits to support mergers and acquisitions among listed companies.

China, Singapore to Boost Capital Market Connectivity

By Samuel Riding | 09/11/2015

Pair to hold talks on regulations that ‘impinge on their capital markets’; Singapore to expand product offering to Chinese institutions.

China’s Futures Exchange Hit by Securities Regulator Clampdown

By Samuel Riding | 02/11/2015

Volume declines to five-year low amid CSCR’s tight margin requirements and position limits on futures trading.

Hong Kong, China to Strengthen Information Exchange

By Editors | 15/10/2015

Hong Kong’s Securities and Futures Commission is looking to strengthen information sharing and cooperation with the China Securities Regulatory Commission to guard against market misconduct.

China Cracks Down on Illegal Reduction of Holdings

By Editors | 13/10/2015

The China Securities Regulatory Commission has held a two-day hearing for 11 cases involving shareholders illegally reducing their stockholdings.

China Drafts New Rules to Govern Automated Trading

By Editors | 12/10/2015

China has issued draft regulations governing automated trading on three exchanges which include the adoption of a net daily purchase quota for some securities.