CHINA SECURITIES REGULATORY COMMISSION

    Hong Kong, Shanghai Bourses Sign Deal on ‘Through Train’

    By Editors | 03/09/2014

    Hong Kong Exchanges and Clearing Ltd has signed an agreement with the Shanghai Stock Exchange and China Securities Depository and Clearing Corporation for the establishment of Shanghai-Hong Kong Stock Connect.

    Shenzhen Stock Exchange Names New Chairman

    By Editors | 02/09/2014

    The State Council has appointed Wu Lijun, former assistant chairman of the China Securities Regulatory Commission (CSRC), to head the Shenzhen Stock Exchange.

    China to Boost Private Equity Sector with New Rules

    By Editors | 28/08/2014

    The China Securities Regulatory Commission (CSRC) aims to boost the development of its private equity funds with new rules that encourage industry self-regulation.

    Hong Kong Regulator Issues Quarter to June Report

    By Editors | 21/08/2014

    The Securities and Futures Commission issued its quarter to June report detailing accomplishments that included the release of a regulatory framework for the over-the-counter derivatives market, and the announcement of a cross-border stock market scheme between Hong Kong and Shanghai.

    China to Toughen Securities Rules against Insider Trading, IPO Fraud

    By Editors | 05/08/2014

    China’s securities regulator said it will support legislations that will offer tougher punishment for insider trading, accounting fraud, market manipulation and dereliction of duties by brokerage firms.

    China to Relax Foreign Ownership Control in Fund Industry

    By Editors | 22/07/2014

    China’s main financial regulator signalled a loosening of rules governing foreign control in fund companies.

    China Regulator Issues New Rules for Private Equity Funds

    By Editors | 14/07/2014

    The China Securities Regulatory Commission has published draft regulation requiring private equity funds to register their businesses and comply with stricter disclosure rules.

    Securities / Derivatives

    China Eases Asset Restructuring Rules for Listed Firms

    By Editors | 12/07/2014

    The China Securities Regulatory Commission is relaxing rules for listed firms to buy, sell or swap assets in a bid to encourage mergers and acquisitions in the market.

    Securities / Derivatives

    Hong Kong Regulator Fines Ping An for Control Failings

    By Editors | 09/07/2014

    The Securities and Futures Commission has fined Ping An of China Securities (Hong Kong) HK$6 million over “serious internal control deficiencies.”

    China Launches New Delisting Rules

    By Editors | 07/07/2014

    China’s securities watchdog has released a draft of proposed changes to the delisting regime for companies listed on Shanghai and Shenzhen.

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