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CHINA SECURITIES REGULATORY COMMISSION
Securities / Derivatives
Mizuho Seeking Approval to Establish China Securities Unit
By Sanday Chongo Kabange | 26/06/2024
The CSRC has officially accepted an application from Mizuho seeking the establishment of a securities company in China.
Enforcement
China Targets Regulatory, Banking Officials in New Corruption Probes
By Mark Johnston | 26/06/2024
Among the new targets are former officials from the CSRC, NFRA, Agricultural Bank of China, ICBC and Citi Group.
Securities / Derivatives
CSRC Pledges to Expedite Approval Process for Overseas Listings
By Editors | 24/06/2024
CSRC vice chairman Fang Xinghai said there is a “long queue of companies” waiting to complete their registration for overseas listing applications.
Market Infrastructure
HKEX to Introduce Measures to Boost Stock Connect – Report
By Sanday Chongo Kabange | 21/06/2024
New chair Carlson Tong said HKEX will introduce more measures to boost market turnover and new listings.
Market Infrastructure
CSRC Unveils New Measures to Enhance Shanghai STAR Market
By Editors | 20/06/2024
The CSRC will explore the introduction of STAR 50 index futures and options, establish “green channels” for M&A, and optimise market-maker and trading mechanisms, among other measures.
Securities / Derivatives
CSRC Addresses Concerns About Securities Lending Activity
By Editors | 19/06/2024
The CSRC said the securities lending balance is at its lowest level since the start of the year, but that it would step up oversight against irregularities.
Securities / Derivatives
CSRC Approves First ETF Listings Tracking Saudi Arabia
By Editors | 17/06/2024
Two ETFs managed by Huatai-Pinebridge Fund Management and China Southern Asset Management were approved.
Market Infrastructure
CSRC Proposes to Enhance Funds Recognition Scheme
By Editors | 17/06/2024
Mutually recognised funds will be allowed to delegate their investment management functions to overseas asset management institutions.
Market Infrastructure
More ETFs Will be Added to Stock Connect on 22 July
By Editors | 17/06/2024
The AUM and index weighting requirements have been relaxed to include more HK- and mainland-listed ETFs in Stock Connect.
Enforcement
Shanghai Chipmaker Barred from Launching IPO for 5yrs
By Editors | 12/06/2024
The company, already penalised for inflating its 2020 profits, is now barred from listing its shares for five years.
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