CHINA SECURITIES REGULATORY COMMISSION

Securities / Derivatives

China Considers Market Data Restrictions for Quant Funds

By Editors | 06/06/2024

The move is reportedly intended to “blindfold” quant funds to make the market fairer and create a level playground for retail investors.

Enforcement

CSRC Imposes Record Fine on Evergrande’s Flagship Unit

By Mark Johnston | 01/06/2024

The CSRC fined Hengda Real Estate $577mn and banned Evergrande’s founder from the securities market for life.

Securities / Derivatives

CSRC Tightens Rules on Share Disposals by Key Executives

By Editors | 29/05/2024

The rules prohibit major shareholders and senior managers of listed companies from offloading shares under certain situations.

Securities / Derivatives

CSRC Issues Final Rules for Programmatic Trading

By Editors | 17/05/2024

The rules require market participants involved in programmatic trading to register with stock exchanges and make detailed disclosures.

Enforcement

CSRC Opens Investigation Into Hedge Fund Firm

By Editors | 16/05/2024

The investigation was prompted by reports that the firm’s controlling shareholder “ran away”.

Securities / Derivatives

CSRC Sets New Targets for Inspections of IPO Applicants

By Manesh Samtani | 09/05/2024

The inspections involve scrutiny of old business deals, personal bank accounts, and examinations of mobile phones and laptops.

Securities / Derivatives

CSRC Revises STAR Market Criteria to Boost R&D Investment

By Mark Johnston | 05/05/2024

The guidelines were revised to require STAR Market companies to have more R&D investment, more invention patents and a higher income growth rate.

Securities / Derivatives

CSRC Issues Guidelines for Listing Transfers to Beijing Exchange

By Editors | 03/05/2024

The guidelines focus on transfers of listings from the NEEQ to improve the overall quality of BSE-listed companies.

Enforcement

China Securities Regulator Issues Warning to CICC

By Editors | 29/04/2024

The regulator said CICC employs unqualified personnel and does not have adequate monitoring of employees in place.