CHINA SECURITIES REGULATORY COMMISSION

Enforcement

CSRC Unveils New Policies for Boosting Stock Market Quality

By Manesh Samtani | 18/03/2024

The policies tighten the rules for IPO applicants, increase oversight of listed companies, and impose obligations on brokers and investment banks.

Securities / Derivatives

China Launches First Two Consumer Infrastructure REITs

By Editors | 13/03/2024

The new REITs, listed on the Shanghai Stock Exchange, are backed by shopping centres and supermarkets.

Securities / Derivatives

CSRC Promises Stricter Regulation, Supervision of Capital Market

By Manesh Samtani | 07/03/2024

Chairman Wu Qing said the CSRC would “act decisively” in the stock market, improve its rules framework, and strengthen investor protection.

Securities / Derivatives

CSRC Grants New Approval to Morgan Stanley Securities Unit

By Editors | 06/03/2024

The approval allows Morgan Stanley Securities (China) to engage in securities investment consulting and proprietary securities business.

Securities / Derivatives

China: State Backed Investors Continue to Support Stock Market

By Manesh Samtani | 01/03/2024

UBS says over $57bn of state funds flowed into Chinese ETFs this year. Meanwhile the CSRC pledges to support the capital market and protect investors’ rights.

ESG / Sustainability

China Publishes New Green Industry Guidance Catalog

By Editors | 29/02/2024

FIs are encouraged to provide financial support for domestic and Belt and Road projects or activities that meet the requirements of the Catalog.

Securities / Derivatives

China Further Clamps Down on Quantitative Trading Strategies

By Manesh Samtani | 29/02/2024

Quant funds are asked to stop offering Direct Market Access products to external clients and to reduce their use of leverage for proprietary trades.

Enforcement

CSRC Vows to Crack Down on Listed Company Misconduct

By Mark Johnston | 26/02/2024

The CSRC warns of harsh penalties for fraudulent listings, accounting scams, misuse of funds, insider trading, and market manipulation.

Securities / Derivatives

Regulatory Measures Not Aimed at Restricting Selling: CSRC

By Manesh Samtani | 23/02/2024

The CSRC said investors’ rights to trade fairly and freely will be protected, but that it would continue to crack down on abnormal trading and illegal activities.