CHINA SECURITIES REGULATORY COMMISSION

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    Fintech / Regtech

    Chinese Stock Exchanges Ramp Up Scrutiny of Quant Funds

    By Mark Johnston | 22/02/2024

    A new monitoring scheme and reporting requirements have been introduced for computer-driven quant funds.

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    Securities / Derivatives

    China: Firms Told to Not Be Net Sellers at Market Open and Close

    By Manesh Samtani | 22/02/2024

    Some asset managers and prop trading desks of brokerages are prohibited from being net sellers during the first and last 30 minutes of trading.

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    Securities / Derivatives

    CSRC Solicits Suggestions on Improving Capital Market

    By Editors | 20/02/2024

    Market participants have called for strict control over IPO access and stronger supervision of listed companies.

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    Enforcement

    CSRC Fines Semiconductor Startup & Executives for IPO Fraud

    By Editors | 14/02/2024

    S2C Limited was found to have inflated its operating income and net profit in its 2021 application to list on the Shanghai STAR Market.

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    Securities / Derivatives

    CSRC Designates 13 Funds as “Major” Money Market Funds

    By Editors | 10/02/2024

    The funds will have to comply with stricter regulatory requirements under rules jointly issued with the PBOC in February 2023.

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    Enforcement

    CSRC Punishes 63 Employees of China Merchant Securities

    By Editors | 10/02/2024

    The CSRC warned of increased on-site inspections and a coming crackdown on illegal stock speculation and “irresponsible behavior” by securities practitioners.

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    ESG / Sustainability

    Major Chinese Bourses Issue Sustainability Reporting Guidelines

    By Editors | 09/02/2024

    Companies in the SSE 180, STAR 50, SZSE 100, and ChiNext indexes, and those dually listed overseas, have to report in line with the new guidelines by 30 April 2026.

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    China Replaces CSRC Head to Restore Market Confidence

    By Editors | 08/02/2024

    Yi Huiman was abruptly replaced by Wu Qing as the new head of the CSRC, which has been working to defend the stock market.

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    Enforcement

    Former China Merchants Bank President Sentenced to Life in Prison

    By Editors | 07/02/2024

    Other former senior executives of Qianhe Capital Management, ICBC, Taiping Life Insurance, and Bank of Communications also facing criminal charges.

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    Securities / Derivatives

    CSRC Halts Securities Lending to Support Stock Market

    By Manesh Samtani | 07/02/2024

    Brokerage firms are prohibited from engaging in securities refinancing business. State investor Central Huijin is expanding its ETFs purchases.

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