CHINA SECURITIES REGULATORY COMMISSION

Securities / Derivatives

CSRC Warns Against Negative Portrayals of China in IPO Documents

By Editors | 27/07/2023

Markets regulator urges law firms to tone down China risk descriptions in IPO prospectuses for offshore listings.

Securities / Derivatives

What Asset Managers Should Know About China’s New Rules for Private Funds

By Melody Yang | 25/07/2023

Melody Yang and YuYing Wang discuss the impact to global asset managers who are raising funds from Chinese investors or establishing private funds onshore.

AML / KYC

Disgraced Former CSRC Official Has a New Job at PBOC – Report

By Editors | 25/07/2023

Former CSRC chief Liu Shiyu was previously punished for using his position and power to seek personal gains for others.

Securities / Derivatives

CSRC Issues Rules on Short-term Stock Trading by Company Insiders

By Editors | 25/07/2023

The rules apply to major shareholders, directors, supervisors, and senior managers of listed companies, as well as their spouses, parents, and children.

Securities / Derivatives

HKEX Amends Listing Rules to Match CSRC’s Overseas Listing Requirements

By Editors | 24/07/2023

Mainland issuers seeking a listing in Hong Kong will have to submit to HKEX a CSRC notification that confirms their completion of the Mainland filing procedures.

Former CBIRC Branches Rebrand Under New NFRA Umbrella

By Editors | 23/07/2023

A more detailed reform plan outlining the NFRA’s institutional structure, personnel and responsibilities is expected by end August.

Securities / Derivatives

Shanghai, Shenzhen Bourses Tighten Rules on GDR Listings

By Manesh Samtani | 20/07/2023

The new rules are aimed at preventing Chinese investors participating in GDR offerings from exploiting home market price differences.

Enforcement

CSRC Fines GF Securities for Poor Due Diligence in Stock Sale

By Editors | 18/07/2023

GF Securities received an advance notice of administrative penalties from the CSRC connected to a 2018 share issuance by Misho Ecology & Landscape.

Securities / Derivatives

China Looking to Shore Up Confidence Among Foreign Investors

By Editors | 18/07/2023

Regulators are organising a meeting in Beijing this Friday to discuss the challenges faced by foreign investors and encourage them to maintain their presence in China.