CHINA SECURITIES REGULATORY COMMISSION

Securities / Derivatives

CSRC Allows SHFE to Launch Synthetic Rubber Futures, Options

By Mark Johnston | 15/07/2023

Increasing fluctuations in the price of synthetic rubber has made the demand for risk management “increasingly strong”, the SHFE said.

Capital / Liquidity

China Unveils Regulatory Framework for Private Equity Funds

By Karen Ng | 10/07/2023

China unveils a formalised framework for regulating its USD 2.9 trillion private equity industry.

Capital / Liquidity

China Cuts Public Offering Funds Fee Rate

By Jill Wong | 10/07/2023

A CSRC work plan has capped management fees at 1.2 percent and custodian fees at 0.2 percent per annum.

Enforcement

China Marks End of Tech Crackdown With Ant Group Penalty

By Editors | 10/07/2023

Ant Group was fined CNY 7.1 billion. The PBOC and CSRC said they would shift focus to more “normalised supervision”.

PBOC Announces Pan Gongsheng’s Appointment as New Party Chief

By Editors | 02/07/2023

Pan Gongsheng replaces Guo Shuqing as party chief and is expected to also replace Yi Gang as central bank governor.

Market Infrastructure

CSRC Issues Guidelines to Improve Bond Registration System

By Editors | 22/06/2023

The guidelines streamline the debt issuance process, enhance information disclosure requirements, and tighten the responsibilities of issuers and intermediaries.

Securities / Derivatives

CSRC Proposes New Rules for Fund Investment Advisory Industry

By Editors | 13/06/2023

The draft rules seek to strengthen supervision and control of fund investment consulting businesses, and improve services for investors.

Securities / Derivatives

CSRC Grants New Fund Manager Licence to Schroders

By Editors | 12/06/2023

Schroders becomes the fourth foreign-owned asset manager to set up businesses in China, after BlackRock, Fidelity Investments, and Neuberger Berman.

Securities / Derivatives

CSRC Vows to Crack Down on Stock Market related Misconduct

By Mark Johnston | 11/06/2023

CSRC chairman Yi Huiman said the regulator will strengthen monitoring and supervision of equities trading, including in relation to new practices such as quantitative trading.