CHINA SECURITIES REGULATORY COMMISSION

Securities / Derivatives

Morgan Stanley Applies to Open Futures Business in China

By Editors | 09/04/2023

If approved, Morgan Stanley would become the second foreign bank to wholly own a futures business in China, after JPMorgan.

Securities / Derivatives

CSRC Proposes to Update Rules for Securities Firms

By Manesh Samtani | 06/04/2023

The rules focus on risk prevention and internal governance, and now also cover underwriting, sponsorship, market making and OTC business activities.

AML / KYC

China Deepens Financial Sector Corruption Crackdown

By Editors | 05/04/2023

Officials told bankers they should learn lessons from Bank of China chairman Liu Liange, who was recently placed under investigation.

Market Infrastructure

CSRC Finalises New Rules for Futures Exchanges

By Editors | 03/04/2023

New requirements cover product listings, programmatic trading, internal governance, risk monitoring, emergency planning, and financial management, among other areas.

Securities / Derivatives

CSRC Tightens Rules for Bond Funds to Reduce Risk

By Editors | 03/04/2023

New bond funds can only invest up to 20 percent of portfolios in bonds rated AA+, compared with 50 percent previously.

Securities / Derivatives

CSRC Chairman Meets With Foreign Financial Institutions

By Editors | 31/03/2023

CSRC chairman Yi Huiman encouraged the heads of several global financial institutions to expand their operations and investments in China.

Securities / Derivatives

DBS Seeks to Establish Additional China Subsidiary

By Manesh Samtani | 30/03/2023

DBS launched its China securities joint venture last June. If approved, the new subsidiary would be used to sponsor stock listings.

Securities / Derivatives

AllianzGI Applies to Open New Fund Business in China

By Editors | 29/03/2023

Allianz already owns 49 percent of a China joint venture. The new licence, if granted, will help it boost its presence in China’s mutual fund market.

Securities / Derivatives

CSRC Proposes to Update Rules for Futures Companies

By Editors | 28/03/2023

Futures companies will be allowed to expand their business scope to areas like consulting, market-making, proprietary trading and asset management.