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CHINA SECURITIES REGULATORY COMMISSION
Securities / Derivatives
CSRC Halts New Chinese Listings on SIX Swiss Exchange
By Editors | 21/03/2023
Chinese regulators are concerned that a substantial portion of GDRs are bought by domestic investors, who later exploit home market price differences.
Market Infrastructure
CSRC Issues Draft Rules to Advance Derivatives Market Development
By Editors | 21/03/2023
The rules encourage central clearing and pave the way for new margin and reporting requirements for non-centrally cleared derivatives.
Securities / Derivatives
SFC Issues Guidance on New Mainland Rules for Overseas Listings
By Editors | 19/03/2023
The guidance covers disclosures of interests in Mainland issuers and the application of the Takeovers Code under the new Mainland regulations.
Market Infrastructure
PBOC to Reduce ‘High Risk’ Institutions in Financial System
By Sanday Chongo Kabange | 16/03/2023
The PBOC will defuse “bombs” by reducing the number of high-risk institutions especially small and mid-sized financial institutions.
Market Infrastructure
CSRC Finalises New Cybersecurity Rules for Securities, Futures Industry
By Editors | 12/03/2023
The rules include requirements relating to stress testing, data backups, emergency response measures, and management of third-party suppliers.
Market Infrastructure
China Plans Structural Overhaul of Financial Sector Regulators
By Editors | 08/03/2023
A new national financial regulatory authority will be established, absorbing the CBIRC and taking over some functions from the PBOC and CSRC.
Securities / Derivatives
Foreign Firms Announce New Mutual Fund Launches in China
By Manesh Samtani | 06/03/2023
Neuberger Berman and Fidelity International are launching new funds. AllianceBernstein won approval. UBS is planning to apply. VanEck is withdrawing.
Securities / Derivatives
HKEX to Adjust Rules to Support CSRC’s New Overseas Listing Regime
By Editors | 27/02/2023
Listing applicants from the Mainland will have to submit to HKEX a notification issued by the CSRC confirming their completion of Mainland’s filing procedures.
Market Infrastructure
Stock Connect Trading Calendars Adjustments to Take Effect in April
By Editors | 27/02/2023
The trading calendar enhancements will add more than ten trading days to northbound and southbound Connect each year.
Securities / Derivatives
China Encourages Establishment of Property-focused PE Funds
By Editors | 22/02/2023
The pilot programme is aimed at boosting liquidity in the property sector. The CSRC is encouraging participation from foreign investors.
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