CHINA SECURITIES REGULATORY COMMISSION

    Enforcement

    Chinese Regulators Penalise Dagong Global Credit Rating

    By Sanday Chongo Kabange | 16/07/2021

    Dagong failed to adequately scrutinise or inspect the businesses it was evaluating, and adjusted its ratings models without giving sufficient reason.

    Enforcement

    China to Require Cybersecurity Reviews Before Firms List Overseas

    By Manesh Samtani | 14/07/2021

    Companies that have personal information of more than 1 million users must submit to a cybersecurity review by the Office of Cybersecurity Review.

    Securities / Derivatives

    CSRC Includes Carbon Emissions in Revised Disclosure Rules

    By Editors | 02/07/2021

    Listed companies are required to disclose carbon emissions and environmental impacts, and voluntarily disclose measures to reduce carbon emissions.

    CSRC Approves DBS Stake in Shenzhen Rural Commercial Bank

    By Sanday Chongo Kabange | 30/06/2021

    DBS will become the largest shareholder of Shenzhen Rural Commercial Bank, paving the way for its expansion in the GBA.

    Securities / Derivatives

    China Launches Crude Oil, Palm Oil Options Contracts

    By Sanday Chongo Kabange | 25/06/2021

    The new contracts are the first options contracts to launch in China that are accessible to foreign investors.

    Securities / Derivatives

    Shanghai, Shenzhen List First Infrastructure REITs for Trading

    By Editors | 23/06/2021

    All nine REITs opened higher on their first day of trading, highlighting enthusiasm from investors for the new type of equity securities.

    Market Infrastructure

    CSRC Standardises Assignment of Settlement Participant Codes

    By Sanday Chongo Kabange | 23/06/2021

    The new standards will facilitate data sharing between FIs and within settlement participants, thereby promoting standardisation and enhancing data governance.

    Market Infrastructure

    China Passes Law Establishing Hainan as Free Trade Port

    By Sanday Chongo Kabange | 15/06/2021

    The law states that Hainan will implement a “minimalist” investment approval system and create an “open, transparent, and predictable investment environment”.

    Securities / Derivatives

    CSRC Approves Launch of Daiwa Securities Joint Venture

    By Editors | 15/06/2021

    Daiwa Securities (China) Co will be able to provide brokerage and securities underwriting services. Operations will commence soon.

    Securities / Derivatives

    BlackRock Wins Approval to Launch China Fund Business

    By Manesh Samtani | 12/06/2021

    BlackRock is the first foreign asset manager to win approval to launch a wholly-owned mutual fund business in China.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team