CHINA SECURITIES REGULATORY COMMISSION

    Securities / Derivatives

    CSRC Grants Securities License to DBS Joint Venture

    By Sanday Chongo Kabange | 10/06/2021

    DBS Securities China, 51 percent owned by DBS Bank, has official commenced business operations under a new securities licence.

    Securities / Derivatives

    CSRC Implements ‘Whitelist’ System for Securities Sector

    By Editors | 02/06/2021

    The 29 firms that have entered the “white list” will receive lower levels of supervisory scrutiny and be allowed greater flexibility in their business processes.

    Securities / Derivatives

    CSRC Green-lights Launch of Crude Oil, Palm Oil Options

    By Editors | 30/05/2021

    Crude oil options will launch on 21 June. Palm oil options will launch on 18 June. Both products will be open to foreign investors.

    Enforcement

    CSRC Chongqing Bureau Director Removed for Corruption

    By Editors | 29/05/2021

    The CCDI and CSRC said corruption and bribery ran throughout Mao Bihua’s career. The case has been referred to prosecutors.

    Market Infrastructure

    FIA Seeks Additional Clarity on China’s “Historic” Futures Law

    By Manesh Samtani | 27/05/2021

    FIA is requesting additional clarity on settlement finality and proposing that the protections in the new futures law be further expanded.

    Market Infrastructure

    Hainan Unveils 3-Year Plan to Improve Investment Environment

    By Sanday Chongo Kabange | 24/05/2021

    The Hainan action plan encourages regional businesses to pursue financing by listing on both domestic and overseas exchanges.

    Securities / Derivatives

    Shanghai, Shenzhen Bourses Consult on New Bond Issuance Rules

    By Editors | 22/05/2021

    Rules requiring issuers to have credit ratings are removed, investor rights protection mechanisms are enhanced, and obligations on intermediaries are strengthened.

    Securities / Derivatives

    CSRC Approves China’s First Tradeable Infrastructure REITs

    By Editors | 18/05/2021

    Five REITs will be traded in Shanghai, while another four will be traded in Shenzhen. The nine projects will raise an estimated CNY 30 billion.

    Enforcement

    CSRC Launches Probe into Allegations of Market Manipulation

    By Editors | 17/05/2021

    A fund manager has claimed that at least 18 stocks are being manipulated by the listed companies, private equity funds and publicly offered funds.

    Securities / Derivatives

    CBIRC Green-lights BlackRock-CCB Wealth Management Venture

    By Editors | 13/05/2021

    The wealth management JV  is 50.1% owned by BlackRock, 40% by China Construction Bank’s wealth management subsidiary, and 9.9% owned by Temasek.

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