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Enforcement
Luckin Coffee Chairman Likely to Face Criminal Charges – Report
By Editors | 08/06/2020
The CSRC and Ministry of Finance have reportedly found new email evidence indicating that chairman Lu Zhengyao instructed his colleagues to commit fraud.
Enforcement
CSRC Issues Warning Against CICC-controlled Fund Manager
By Editors | 04/06/2020
CICC-Qianhai Development Fund Management is said to have failed to fulfil its due diligence obligations and promised investors minimum returns, contrary to regulations.
Securities / Derivatives
CSRC Green-lights China Pacific Insurance LSE Listing
By Editors | 03/06/2020
If approved by the LSE, China Pacific Insurance will become only the second company to issue GDRs via the Shanghai-London Stock Connect since its launch in June 2019.
Securities / Derivatives
China to Launch Low Sulfur Fuel Oil Futures from 22 June
By Editors | 03/06/2020
The CSRC has granted approval for the Shanghai International Energy Trading Center to launch low-sulfur fuel oil futures trading, including for foreign investors.
ESG / Sustainability
China: Clean Coal Projects No Longer Eligible for Green Bond Financing
By Editors | 02/06/2020
The removal of clean coal from the list of eligible projects will make it easier for foreign investors to play a greater role in China’s sustainable debt market.
Securities / Derivatives
US Scrutiny of Chinese Firms a Boon for Hong Kong IPO Market
By Manesh Samtani | 02/06/2020
Nasdaq-listed Chinese companies Netease and JD.com are planning to launch secondary listings in Hong Kong, amid concerns that their US listings could be at risk.
Securities / Derivatives
Credit Suisse Takes Control of China Securities JV
By Editors | 01/06/2020
The CSRC granted Credit Suisse approval to raise its shareholding in the joint venture in April, from 33.3% to 51%.
Market Infrastructure
Trump: US to End Hong Kong Trade Privileges, Sanction Chinese Officials
By Manesh Samtani | 30/05/2020
The US President says Hong Kong’s special treatment will be revoked, Hong Kong and Chinese officials will be sanctioned, and Chinese companies listed on US exchanges will be examined.
Market Infrastructure
CSRC Urges US to Avoid Politicising Securities Regulation
By Editors | 25/05/2020
The CSRC has responded to a US bill that could subject the 233 Chinese companies listed in the US to PCAOB oversight in their audits, or delisting for noncompliance.
Securities / Derivatives
CSRC to Optimise Classification System for Securities Firms
By Editors | 25/05/2020
The changes are aimed at ensuring the classification system encourages firms to maintain focus on risk management capabilities and continuous compliance.
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