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Securities / Derivatives
China Issues Final Rules on Handling Corporate Bond Defaults
By Editors | 07/07/2020
The final rules establish trustee managers, bondholder meetings and intermediaries as investor safeguards in the disposal of defaulted corporate bonds.
Market Infrastructure
China May Grant Securities Licences to Major Banks – Report
By Editors | 29/06/2020
At least two major banks are expected to be allowed to conduct investment banking business intially, rather than the full range of securities services.
Market Infrastructure
China Sets Stage for GBA Wealth Management Connect Scheme
By Editors | 29/06/2020
Under a pilot scheme, Greater Bay Area residents will be able to invest in wealth management products distributed by GBA banks across boundaries.
Enforcement
CSRC Imposes Record Penalty in Insider Trading Case
By Editors | 26/06/2020
A Shanghai entrepreneur and his daughter were penalised a total 3.6bn yuan, representing a record fine and confiscation of illegal gains.
Securities / Derivatives
‘Time is Ripe’ for Hong Kong to Launch A-share Derivatives: CSRC
By Manesh Samtani | 23/06/2020
CSRC vice chairman Fang Xinghai says the launch of A-share based financial derivatives will bolster Hong Kong as an international financial centre, while also benefitting China’s capital markets.
Market Infrastructure
CSRC to Further Promote Shanghai as International Financial Centre
By Editors | 22/06/2020
The pace of opening up China’s capital market has further accelerated, in spite of the Covid-19 pandemic, CSRC chairman Yi Huiman said at the 12th Lujiazui Forum in Shanghai on Thursday.
Securities / Derivatives
CSRC Approves Full JP Morgan Control of Futures Joint Venture
By Editors | 18/06/2020
JP Morgan will boost its stake in the joint venture from 49% to 100%, making it the first fully foreign-owned futures business in China.
Securities / Derivatives
China Pacific Insurance Lists GDRs in London
By Editors | 17/06/2020
The issuance is the largest capital raising on the LSE in three years, even at a 10% discount to China Pacific Insurance’s corresponding A-shares in Shanghai.
Enforcement
Former CSRC Official Jailed for 12 Years for Bribery, Insider Trading
By Editors | 16/06/2020
The case against the CSRC’s former Hunan bureau head was said to be linked to a probe into CSRC former vice chairman Yao Gang, who was jailed for 18 years in 2018.
Securities / Derivatives
CSRC to Ease Rules for Major Shareholders of Securities Firms
By Editors | 16/06/2020
The profitability, net assets and experience requirements will be relaxed for major shareholders of securities companies.
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