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Enforcement
CSRC Accuses Guangdong Fund Manager of Lying to Investors
By Editors | 24/05/2020
Guangdong-based Cornerstone Management reportedly lost 70% in two funds after promising a minimum 8% annual return.
Securities / Derivatives
Fidelity Applies for Approval to Sell Retail Funds in China
By Editors | 21/05/2020
Fidelity already operates four privately managed funds in China targeting institutional clients and high net-worth individuals.
Enforcement
CSRC Bans Six Executives for Kangmei Pharma Accounting Fraud
By Editors | 17/05/2020
The company and 21 of its employees have also been fined for using false documents and transaction records to inflate cash positions.
Market Infrastructure
China Issues Guidelines on Greater Bay Opening Up
By Editors | 15/05/2020
The PBOC will pilot cross-border PE and VC investments and explore the establishment of a futures exchange in Guangzhou and an international commercial bank to serve Greater Bay Area.
Market Infrastructure
China to Allow Foreign Banks’ Local Branches Fund Custody Licence
By Editors | 12/05/2020
Under the trade agreement with the US in January, China committed to allowing branches of US financial institutions to provide fund custody services in the country within five months.
Securities / Derivatives
CSRC Eases Market Cap Requirement for CDR Issuance
By Editors | 04/05/2020
Innovative Chinese companies listed overseas will be eligible to list depositary receipts at home with just $2.8bn in market cap, compared to $28bn under 2018 rules.
Securities / Derivatives
China to Pilot REITs Issuance in Infrastructure Sector
By Editors | 02/05/2020
Under a pilot programme, infrastructure projects in major economic areas can be securitised to form publicly-traded REITs.
Enforcement
CSRC Vows Cross-border Cooperation in Luckin Fraud Case
By Editors | 28/04/2020
The CSRC has been communicating with US regulators, looking to deepen cross-border cooperation to combat misconduct and fraud and to protect investors.
Securities / Derivatives
Shenzhen’s ChiNext Moves Closer to Market-based IPO System
By Editors | 28/04/2020
The new registration-based IPO system will simplify the months or years companies typically have to wait before listing their shares.
Securities / Derivatives
CSRC Approves DCE Launch of Hog Futures Product
By Editors | 27/04/2020
China is home to about half of the world’s pigs and produces around 50 million tonnes of pork a year.
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