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Securities / Derivatives
China to Launch Registration-based System for Bond Issuance
By Editors | 02/03/2020
Issuers of enterprise and corporate bonds will have to meet higher disclosure requirements under the new registration-based system, while the role of intermediaries is also strengthened.
Securities / Derivatives
New Securities Law Set to Take Effect in China
By Editors | 27/02/2020
The new law, set to take effect on Sunday, establishes the legal basis for the adoption of a registration-based IPO system across the entire A-share market.
Securities / Derivatives
SFC Highlights Key Regulatory Initiatives in Quarterly Report
By Editors | 25/02/2020
Among the initiatives were the launch of the new OFC regime for private fund managers, a regulatory framework for virtual assets, and enhancements to the investor compensation regime.
Securities / Derivatives
China Reopens Treasury Bond Futures Market to State-run Banks
By Editors | 24/02/2020
The domestic treasury bond futures market was closed in 1995 following a panic sell-off and the collapse of China’s largest brokerage at the time.
Securities / Derivatives
CSRC Loosens Rules on New Fundraising by Listed Firms
By Editors | 15/02/2020
The CSRC has relaxed pricing and lock-up restrictions to incentivise listed companies to raise new funding from strategic investors through non-public offerings.
Enforcement
Ex-China Development Bank Chairman Arrested for Bribes
By Editors | 14/02/2020
Hu Huaibang is said to have used his position to help CEFC China Energy and HNA Group obtain billions of dollars in credit that fuel their expansions.
Securities / Derivatives
Alibaba May Be Excluded from HK-China Stock Connect – Report
By Editors | 12/02/2020
A decision has not yet been made to revise a previous arrangement that excludes companies with secondary listings and weighted voting rights from Stock Connect.
Securities / Derivatives
China Moves to Stabilise Market Amid Coronavirus Fears
By Manesh Samtani | 03/02/2020
The CSRC has reportedly issued a verbal directive preventing brokers from selling borrowed shares, among other formal measures.
Chinese Regulators Announce Coronavirus Support Measures
By Manesh Samtani | 30/01/2020
PBOC has extended the Lunar New Year closure of financial markets until 3 February and vowed to inject liquidity into the markets when they reopen.
Enforcement
CSRC Lifts Citadel Securities’ 4-Year Trading Suspension
By Editors | 21/01/2020
Citadel Securities has agreed to pay almost $100mn to settle charges that its algorithmic trading disrupted the market during the 2015 market correction.
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