China Securities Regulatory Commission

    Market Infrastructure

    PBOC, CSRC Pledge to Enhance Bond Market Functioning

    By Editors | 12/03/2020

    The regulators will work to optimise the bond issuance management system, promote bond product innovation, and enhance the policy environment for private enterprises.

    Securities / Derivatives

    CSRC Loosens Rules on Venture Capital Divestment

    By Editors | 10/03/2020

    The move is said to be aimed at strengthening support for the real economy by allowing VC and PE firms to more quickly reinvest in startup firms.

    Securities / Derivatives

    China to Launch Registration-based System for Bond Issuance

    By Editors | 02/03/2020

    Issuers of enterprise and corporate bonds will have to meet higher disclosure requirements under the new registration-based system, while the role of intermediaries is also strengthened.

    Securities / Derivatives

    New Securities Law Set to Take Effect in China

    By Editors | 27/02/2020

    The new law, set to take effect on Sunday, establishes the legal basis for the adoption of a registration-based IPO system across the entire A-share market.

    Securities / Derivatives

    SFC Highlights Key Regulatory Initiatives in Quarterly Report

    By Editors | 25/02/2020

    Among the initiatives were the launch of the new OFC regime for private fund managers, a regulatory framework for virtual assets, and enhancements to the investor compensation regime.

    Securities / Derivatives

    China Reopens Treasury Bond Futures Market to State-run Banks

    By Editors | 24/02/2020

    The domestic treasury bond futures market was closed in 1995 following a panic sell-off and the collapse of China’s largest brokerage at the time.

    Securities / Derivatives

    CSRC Loosens Rules on New Fundraising by Listed Firms

    By Editors | 15/02/2020

    The CSRC has relaxed pricing and lock-up restrictions to incentivise listed companies to raise new funding from strategic investors through non-public offerings.

    Enforcement

    Ex-China Development Bank Chairman Arrested for Bribes

    By Editors | 14/02/2020

    Hu Huaibang is said to have used his position to help CEFC China Energy and HNA Group obtain billions of dollars in credit that fuel their expansions.

    Securities / Derivatives

    Alibaba May Be Excluded from HK-China Stock Connect – Report

    By Editors | 12/02/2020

    A decision has not yet been made to revise a previous arrangement that excludes companies with secondary listings and weighted voting rights from Stock Connect.

    Securities / Derivatives

    China Moves to Stabilise Market Amid Coronavirus Fears

    By Manesh Samtani | 03/02/2020

    The CSRC has reportedly issued a verbal directive preventing brokers from selling borrowed shares, among other formal measures.

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