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Securities / Derivatives
IOSCO Publishes Updates on MMF, Securitisation Regulation
By Editors | 03/10/2019
The reports describe progress by IOSCO members to adopt legislation, regulation and other policies covering MMF and securitisation, considered priority reform areas by the G20.
Market Infrastructure
CSRC Announces Top 12 Priorities to Deepen Reforms
By Editors | 12/09/2019
The priorities include encouraging more medium- and long-term funds to enter the market, improving the legal system, and strengthening supervision.
Securities / Derivatives
China Allows Unlisted Companies to Issue Convertible Bonds
By Editors | 03/09/2019
Allowing non-listed enterprises to issue non-public convertible bonds will broaden their funding channels and lower financing costs.
Securities / Derivatives
Brokers Under CSRC Scrutiny for Stock Pledge Business
By Editors | 03/09/2019
Securities companies are asked to carefully check and rectify any non-compliant stock pledge business and strengthen risk management and controls.
Market Infrastructure
China Moves to Cut Off P2P Lenders’ Payment Channels
By Editors | 02/09/2019
Cutting off payment and settlement services will restrict the funds flowing in and out of P2P lenders, part of a regulatory crackdown on the sector.
Market Infrastructure
Chinese Regulators Vow to Bring Quality Deals to Market
By FinanceAsia | 30/08/2019
The Chinese securities watchdog updated three draft regulations last week. For investors, it means both opportunity and challenge.
Securities / Derivatives
China to Accelerate Capital Market Reforms – Report
By Editors | 28/08/2019
The CSRC said it has adapted its plan to accelerate the opening-up of the capital market from international best practices.
Securities / Derivatives
CSRC to Allow Listed Companies to IPO Spinoff Units
By Editors | 26/08/2019
Under draft rules, parent companies must meet certain conditions to list spinoff units, including requirements to have been listed, and profitable, for at least the last three years.
Enforcement
AMAC Targets Illegal Fundraising by Fund Managers
By Editors | 25/08/2019
Some managers of privately-offered funds are using capital intended for specific investments on themselves or to illegally operate P2P lending businesses.
Securities / Derivatives
SZSE ChiNext Board to Adopt Registration Based IPO System
By Editors | 22/08/2019
Shenzhen’s ChiNext board has begun work to prepare for adoption of a registration-based IPO system, currently in use at Shanghai’s new tech board.
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