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Securities / Derivatives
CSRC Sets Key Dates for Cancelling Foreign Ownership Limits
By Editors | 11/10/2019
The foreign ownership limit will be cancelled next year for futures companies, fund managers and securities firms from 1 January, 1 April and 1 December, respectively.
Market Infrastructure
China-Japan ETF Connect Slow to Gain Traction
By Editors | 09/10/2019
Assets in the cross-border feeder ETFs have dropped in the three months since the scheme was launched, by more than two-thirds in the case of the Japan-invested assets.
Enforcement
China Antigraft Agency Concludes Probe into Former CSRC Chief
By Editors | 07/10/2019
Liu Shiyu has been removed from his government post and had his illegal gains confiscated, but he will remain a member of the CCP due to his cooperation in the probe.
Securities / Derivatives
IOSCO Publishes Updates on MMF, Securitisation Regulation
By Editors | 03/10/2019
The reports describe progress by IOSCO members to adopt legislation, regulation and other policies covering MMF and securitisation, considered priority reform areas by the G20.
Market Infrastructure
CSRC Announces Top 12 Priorities to Deepen Reforms
By Editors | 12/09/2019
The priorities include encouraging more medium- and long-term funds to enter the market, improving the legal system, and strengthening supervision.
Securities / Derivatives
China Allows Unlisted Companies to Issue Convertible Bonds
By Editors | 03/09/2019
Allowing non-listed enterprises to issue non-public convertible bonds will broaden their funding channels and lower financing costs.
Securities / Derivatives
Brokers Under CSRC Scrutiny for Stock Pledge Business
By Editors | 03/09/2019
Securities companies are asked to carefully check and rectify any non-compliant stock pledge business and strengthen risk management and controls.
Market Infrastructure
China Moves to Cut Off P2P Lenders’ Payment Channels
By Editors | 02/09/2019
Cutting off payment and settlement services will restrict the funds flowing in and out of P2P lenders, part of a regulatory crackdown on the sector.
Market Infrastructure
Chinese Regulators Vow to Bring Quality Deals to Market
By FinanceAsia | 30/08/2019
The Chinese securities watchdog updated three draft regulations last week. For investors, it means both opportunity and challenge.
Securities / Derivatives
China to Accelerate Capital Market Reforms – Report
By Editors | 28/08/2019
The CSRC said it has adapted its plan to accelerate the opening-up of the capital market from international best practices.
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