KOREA FINANCIAL INTELLIGENCE UNIT

AML / KYC

HKMA to host AML Seminars

By Samuel Riding | 30/08/2016

Managing staff responsible for AML, CTF systems implementation encouraged to attend.

Indian Banks Face Scrutiny for Disclosure Lapses

By Editors | 21/10/2015

Several listed banks have come under the scrutiny of the Securities and Exchange Board and stock exchanges for violations of disclosure norms for listed firms.

Securities / Derivatives

Myanmar Central Bank Releases AML/CTF Guidelines

By Editors | 05/10/2015

The Central Bank of Myanmar has published risk management guidelines for anti-money laundering and counter terrorist financing at financial institutions.

Securities / Derivatives

Hong Kong Regulator Fines Ping An for Control Failings

By Editors | 09/07/2014

The Securities and Futures Commission has fined Ping An of China Securities (Hong Kong) HK$6 million over “serious internal control deficiencies.”

India’s SEBI, Financial Intelligence Sign Memorandum on Anti-Money Laundering

By Editors | 12/05/2014

India’s market regulator and the country’s Financial Intelligence Unit have agreed to work together on combating money laundering and terrorism finance.

Securities / Derivatives

FATF Identify AML/CFT Risk Countries

By Editors | 25/10/2013

The Financial Action Task Force (FATF) has issued a statement highlighting jurisdictions that have strategic deficiencies that pose a risk […]