Financial Services Agency

    AML / KYC

    Japan Banks to Deploy Shared System for AML/CFT Monitoring

    By Manesh Samtani | 22/07/2021

    The FSA’s Hiroshi Ozaki said the banking sector is planning to deploy a shared transaction monitoring and screening system for AML/CFT across the industry.

    Securities / Derivatives

    Japan FSA Consults on Draft Guidelines for Social Bonds

    By Manesh Samtani | 22/07/2021

    The guidelines are aimed at promoting the issuance of social bonds by the private sector and preventing ‘social washing’.

    Fintech / Regtech

    Japan FSA Launches New Section to Oversee Crypto Regulation

    By Sanday Chongo Kabange | 19/07/2021

    The FSA has reportedly created a new position to head the section, which will also oversee decentralised finance and deepen dialogue with foreign regulators.

    AML / KYC

    SFC Issues Warning on Unregulated Virtual Asset Platforms

    By Editors | 18/07/2021

    Soon after the SFC’s statement, Binance announced that stock tokens will no longer be available for purchase on its website.

    AML / KYC

    Japan FSA, BOJ to Assess AML, Anti-fraud Measures at FIs

    By Manesh Samtani | 14/07/2021

    The FSA and BOJ are reportedly looking to better understand whether AML, anti-fraud, and cybersecurity measures at FIs are adequate.

    JBA Chairman Warns Against Divesting From ‘Brown’ Companies

    By Ranamita Chakraborty | 06/07/2021

    JBA chairman Makoto Takashima says stopping funding for “brown” companies could choke off investment necessary to achieve carbon neutrality.

    AML / KYC

    Japan to Form Cross-agency AML Team Following FATF Review

    By Editors | 05/07/2021

    A new team being formed under the Cabinet Secretariat may help overcome the current fragmented bureaucracy and enhance cross-agency coordination.

    AML / KYC

    Binance Deploys New AML Solution Amid Regulatory Pressure

    By Ranamita Chakraborty | 01/07/2021

    Binance has deployed a new AML compliance solution in the face of a ban in the UK and warnings from Japanese and Thai regulators.

    ESG / Sustainability

    Japan Panel Offers Recommendations on Sustainable Finance

    By Sanday Chongo Kabange | 22/06/2021

    The panel says the FSA should introduce a code of conduct for ESG data providers and develop an information platform for ESG-related bonds.

    Market Infrastructure

    Japan FSA Considers Sanctioning Mizuho for System Glitches

    By Ranamita Chakraborty | 15/06/2021

    A new report from a third-party committee has attributed the bank’s system failures to poor corporate culture within Mizuho Financial Group.

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