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Market Abuse
Singapore Court Jails, Fines Ex-Director for False Trading
By Editors | 15/03/2021
The former director of investment and corporate advisory firm WLA Regnum was jailed and fined for false trading and deceiving UOB Kay Hian.
Sustainable Finance
MAS to Place $2bn With Green Asset Managers ‘Soon’
By Manesh Samtani | 09/03/2021
Ravi Menon said MAS has identified the asset managers who will participate in the Green Investments Programme announced in November 2019.
Climate Risk
PwC Offers ESG Risk Management Recommendations for Banks
By Manesh Samtani | 09/03/2021
Banks need to adopt training and change management programmes to ensure employees embrace ESG risk management as a requirement and discipline.
Anti-Money Laundering
Singapore Banks Asked to Monitor Myanmar Fund Flows
By Manesh Samtani | 05/03/2021
MAS is concerned about financial crime risk. New cash withdrawal limits have been imposed in Myanmar. A military-owned bank has suspended operations.
Fraud, Scams & Cybercrime
Singapore Cuts Down Time to Freeze Bank Accounts
By Ranamita Chakraborty | 04/03/2021
Singapore Police have collaborated with over 20 FIs to reduce the time it takes to freeze bank accounts with suspected links to scammers.
Market Abuse
MAS Bans Four Individuals Following False Trading Convictions
By Editors | 04/03/2021
Three former remisiers and one former insurance agent were banned following convictions connected to false trading in Catalist-listed Koyo International.
Operational Risk
MAS, ABS Offer Guidance on Managing Remote Working Risks
By Manesh Samtani | 02/03/2021
The paper looks at possible risks to FIs in the areas of operations, technology, information security, fraud, staff misconduct, among others.
Fraud, Scams & Cybercrime
MAS Bans Former Insurance Broker for Dishonest Conduct
By Editors | 25/02/2021
The former insurance broker was banned for unauthorised selling of general insurance when he was only licensed to sell life policies.
PEPs & Sanctions
Financial Crime Challenges and Opportunities for the Year Ahead
By Editors | 24/02/2021
Financial crime compliance experts Radish Singh, Richard Carrick, Oonagh van den Berg and Michael Meadon discuss challenges and opportunities for the year ahead.
Clearing & Post-Trade
LCH Extends Central Clearing for SORA Derivatives to 21 Years
By Manesh Samtani | 22/02/2021
MAS will likewise extend the tenor of its daily SORA derivatives auctions with major derivatives dealers from 5-years to 20-years.
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