ADVERTISEMENT

Cryptocurrency
SFC Grants Licence Upgrade Allowing Tiger Brokers to Offer Crypto
By Editors | 26/01/2024
Tiger Brokers said it is one of the first mainstream online brokerage firms in Hong Kong to receive approval for such a licence upgrade.

Trading & Investment
Philippines Lists Maiden Sukuk Issuance on Nasdaq Dubai
By Nithya Subramanian | 13/12/2023
Benjamin Diokno said the enhances the Philippine Islamic finance market and strengthens economic ties with the Middle East.

PEPs & Sanctions
OFAC Announces Settlement with Nasdaq for Sanctions Violations
By Editors | 10/12/2023
Nasdaq’s Armenian subsidiary committed 151 apparent violations of sanctions on Iran before the violations were self-reported in 2014.

Trading & Investment
TAIFEX Partners CME Group, Nasdaq to Launch Semiconductor Futures
By Editors | 22/11/2023
New contract will make TAIFEX the only non-US exchange to list futures for four major US equity indexes.

Clearing & Post-Trade
ASX Picks TATA, Accenture To Deliver CHESS Replacement
By Sanday Chongo Kabange | 20/11/2023
ASX says it selected TCS and Accenture after extensive evaluation of potential solution options and product vendors.

KYC & CDD
Regulation Asia Awards for Excellence 2023 – Results Announcement
By Editors | 15/11/2023
Regulation Asia held its sixth annual Awards ceremony on 14 November 2023. Here we explain our methodology and announce the winners for the year.

Market Abuse
Nasdaq Wins Best Solution Awards for Market and Trade Surveillance
By Editors | 14/11/2023
Nasdaq Market Surveillance was recognised for its real-time, cross-market, cross-asset surveillance technology, which is used by over 65 marketplaces and regulators globally

Structural Regulation
How Markets in Southeast Asia Can Attract Liquidity
By Roland Chai | 29/10/2023
Roland Chai outlines four significant steps market infrastructures in Southeast Asia can take to attract liquidity.

Market Abuse
Korean Investors Warned About Illegal Overseas Trading
By Editors | 09/10/2023
The FSC and FSS say there has been a recent increase in the number of foreign investigations involving Korean investors.

Structural Regulation
HKEX Allows Saudi Companies to Apply for Secondary Listings in Hong Kong
By Editors | 29/09/2023
Companies with a primary listing on the Saudi Exchange’s Main Market can apply for a secondary listing in Hong Kong.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.