Nasdaq

KYC & CDD

Kyc.com, Dow Jones, Exiger and Regulatory DataCorp Partner to Integrate Sanctions, Screening and Client Risk Assessment

By Editors | 12/08/2016

Utility to support firms, regulatory bodies and multiple jurisdictions.

Trading & Investment

Japan Exchange Group (JPX) Launches Next Generation Technology Suite Powered by Nasdaq

By Samuel Riding | 20/07/2016

Japan Exchange Group (JPX) and Nasdaq officially announce JPX has gone live with new next-generation derivatives trading system for Osaka Exchange.

Operational Risk

Markit Launches KY3P Platform for Third Party Risk Management

By Editors | 14/10/2015

Barclays, HSBC and Morgan Stanley partner to design new service.

Structural Regulation

ASIC Blocks Interactive Brokers from FX Business in Australia

By Editors | 24/06/2015

The Australian Securities & Investments Commission has told Interactive Brokers to stop offering over-the-counter currency trading in Australia as it does not have the right license to operate.

Structural Regulation

Implications of China’s Looming Market Evolution

By Editors | 10/04/2015

Implications of market structure changes for surveillance and risk management professionals.

Trading & Investment

Shenzhen Stock Connect May Include ChiNext Shares

By Editors | 10/03/2015

Hong Kong’s upcoming cross-border stock trade with Shenzhen will include stocks on the high-growth small and medium enterprise (SME) board, and also possibly stocks listed on ChiNext, a NASDAQ-style board.

Trading & Investment

Hong Kong Readies Direct Stock Link with Shenzhen

By Editors | 03/02/2015

Hong Kong’s top regulator said preparations are under way to connect the city’s stock exchange with Shenzhen’s stock market, similar to the cross-border stock trading scheme with Shanghai.