Nasdaq

Market Infrastructure

SET, TFEX Make Rule Changes to Support New Trading System

By Editors | 11/01/2023

The new trading system, developed in partnership with Nasdaq, will boost order execution efficiency and increase capacity for large volume trading.

Market Infrastructure

SEBI Proposes Regulatory Framework for Index Providers

By Manesh Samtani | 29/12/2022

Index providers could be subject to SEBI’s framework even if they do not know their indices are being used in India, and even if they are not regulated in their home market.

Market Infrastructure

NYSE, Nasdaq Expected to See More Capital Raises via Direct Listings

By Mark Johnston | 16/12/2022

The SEC is expected to permit the NYSE to ease its rules for direct listings, after a similar approval was granted to Nasdaq earlier this month.

Press Release

Nasdaq Wins Best Solution in Market & Trade Surveillance

By Editors | 12/12/2022

Nasdaq was awarded best solution in market & trade surveillance at Regulation Asia’s 5th annual awards ceremony.

Enforcement

US Sanctions Nasdaq Listed Company, Other ‘Corrupt’ Actors

By Manesh Samtani | 12/12/2022

The sanctions were connected to illegal fishing. The US, UK and Australia also sanctioned dozens of others in recognition of International Anti-Corruption Day and Human Rights Day.

Crypto / Digital Assets

MAS Grants MetaComp Licence to Offer DPT Services in Singapore

By Editors | 01/12/2022

MetaComp, a unit of MetaVerse Green Exchange, is now able to offer regulated digital payment token services in Singapore.

Press Release

Regulation Asia Awards for Excellence 2022 – Results Announcement

By Editors | 23/11/2022

Regulation Asia held its fifth annual Awards ceremony on 22 November 2022. Here we explain our methodology and announce the winners for the year.

Partner Content

Nasdaq 2022 Global Compliance Survey

By Nasdaq | 02/11/2022

In the latest iteration of Nasdaq’s Global Compliance Survey (GCS), released annually since 2015, feedback was gathered from financial industry compliance professionals to provide both a point in time analysis of current compliance and surveillance related issues, as well as year over year trend analysis of the perceptions and state of surveillance globally.

Securities / Derivatives

Nasdaq Halts At Least Four Chinese IPOs – Report

By Editors | 24/10/2022

Nasdaq will reportedly not allow certain IPOs to proceed until it can address concerns about large stock rallies seen by some Chinese issuers.