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Fraud, Scams & Cybercrime
ChatGPT Could ‘Turbocharge’ Fraud and Scams: US FTC Chair
By Editors | 23/04/2023
The FTC plans to use existing authorities to pursue companies who misuse AI to violate laws against unfair and deceptive acts.

Reporting & Disclosures
New Zealand Considers Climate Reporting Exemptions for Secondary Listed Issuers
By Sanday Chongo Kabange | 15/03/2023
The exemptions seek to reduce compliance costs for foreign exempt issuers that already produce similar reporting in their home jurisdiction.

Market Data & Technology
14 European Exchanges Join Forces to Develop Consolidated Tape
By Editors | 22/02/2023
The participating exchange groups include Deutsche Boerse Group, Euronext, Nasdaq, and SIX Group, as well as the local exchanges in several European cities.

Cryptocurrency
CME to Launch Event Contracts on Bitcoin Futures
By Editors | 16/02/2023
The new event contracts will provide a highly transparent and less complex way for investors to access crypto markets, said Tim McCourt.

Trading & Investment
US Listings of Chinese Companies Start to Resume
By Manesh Samtani | 15/02/2023
Three Chinese companies have launched US IPOs so far this year, following a year-and-a-half stand-off between Chinese and US regulators.

Trading & Investment
SET, TFEX Make Rule Changes to Support New Trading System
By Editors | 11/01/2023
The new trading system, developed in partnership with Nasdaq, will boost order execution efficiency and increase capacity for large volume trading.
Structural Regulation
SEBI Proposes Regulatory Framework for Index Providers
By Manesh Samtani | 29/12/2022
Index providers could be subject to SEBI’s framework even if they do not know their indices are being used in India, and even if they are not regulated in their home market.
Structural Regulation
NYSE, Nasdaq Expected to See More Capital Raises via Direct Listings
By Mark Johnston | 16/12/2022
The SEC is expected to permit the NYSE to ease its rules for direct listings, after a similar approval was granted to Nasdaq earlier this month.
Market Abuse
Nasdaq Wins Best Solution in Market & Trade Surveillance
By Editors | 12/12/2022
Nasdaq was awarded best solution in market & trade surveillance at Regulation Asia’s 5th annual awards ceremony.
PEPs & Sanctions
US Sanctions Nasdaq Listed Company, Other ‘Corrupt’ Actors
By Manesh Samtani | 12/12/2022
The sanctions were connected to illegal fishing. The US, UK and Australia also sanctioned dozens of others in recognition of International Anti-Corruption Day and Human Rights Day.
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