ADVERTISEMENT
Structural Regulation
CSRC Eases Market Cap Requirement for CDR Issuance
By Editors | 04/05/2020
Innovative Chinese companies listed overseas will be eligible to list depositary receipts at home with just $2.8bn in market cap, compared to $28bn under 2018 rules.
Fraud, Scams & Cybercrime
CSRC Vows Cross-border Cooperation in Luckin Fraud Case
By Editors | 28/04/2020
The CSRC has been communicating with US regulators, looking to deepen cross-border cooperation to combat misconduct and fraud and to protect investors.
Fraud, Scams & Cybercrime
China: Luckin Investors Launch Lawsuit Under New Securities Law
By Editors | 26/04/2020
A lack of cross-border regulation presents a challenge to holding Luckin Coffee entities and executives to account for alleged misconduct and fraud.
Anti-Money Laundering
Tiger Brokers NZ, Six Others Get Formal Warning for AML Failures
By Editors | 06/04/2020
A public warning was issued to NZX-accredited Tiger Brokers, and six additional private warnings unnamed businesses or individuals.
Fraud, Scams & Cybercrime
CSRC Opens Investigation into Fraud at Coffee Chain
By Editors | 06/04/2020
The chief operating officer of Nasdaq-listed Luckin Coffee, along with his employees, are said to have fabricated about $310mn worth of sales transactions.
Clearing & Post-Trade
Indonesia CSD Goes Live with Nasdaq Technology
By Editors | 28/02/2020
The new CSD platform operates at a rate 40 times faster than the previous system, with the ability to manage up to 80,000 settlement instructions per minute.
Structural Regulation
KRX to Cap KOSPI 200 Single Stock Weighting at 30pc
By Editors | 27/01/2020
Institutional investors who mirror the KOSPI 200 index may need to offload an estimated 500-800bn won worth of Samsung Electronics shares to rebalance their portfolios.
Structural Regulation
SEBI Lists Permissible Jurisdictions for Depository Receipts Issuance
By Editors | 02/12/2019
Indian companies will be allowed to issue depository receipts on exchanges in the US, Japan, Korea, the UK, France, Germany, Canada, and India’s own international financial centre known as Gift City.
PEPs & Sanctions
Dow Jones Wins Best Solution in Regulatory Intelligence
By Editors | 14/11/2019
Dow Jones Risk & Compliance has been awarded Best Solution in Regulatory Intelligence.
Trading & Investment
SEBI Allows Indian Firms to Issue Depository Receipts
By Editors | 12/10/2019
Domestically listed companies will be allowed to issue depository receipts on certain international bourses as well as on GIFT City exchanges.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.