Nasdaq

Trading & Investment

Shanghai’s New Technology Board Attracts Fund Manager Interest

By Editors | 28/02/2019

CSRC says at least 9 fund managers are seeking approval to issue equity investment products on the new board, which could be launched within the first half of this year.

Capital Adequacy

More CCP Capital Leads to More Prudent Risk Management – BIS Paper

By Manesh Samtani | 26/02/2019

For-profit CCPs have incentives that are misaligned with financial stability, typically holding less capital and requiring less from clearing members than is optimal, says a BIS working paper.

Trading & Investment

CSRC Seeks to Control Speculation on Shanghai’s New Tech Board

By Editors | 15/02/2019

Amid concerns of volatility when the new board launches, Chinese regulators reportedly convened a meeting with industry participants seeking views on measures to control market hype.

Structural Regulation

China Consults on Rules for Shanghai’s New Science and Technology Board

By Editors | 31/01/2019

New rules under consultation cover auditing, issuance, listing, underwriting, trading and supervision of companies listed on the SSE’s new science and technology board.

Structural Regulation

China Appoints Veteran Banker to Head Securities Regulator

By Editors | 28/01/2019

In an unexpected reshuffle, ICBC chairman Yi Huiman has replaced Liu Shiyu as head of the China Securities Regulatory Commission.

Clearing & Post-Trade

ISDA Lays Out CCP Best Practices Following Nasdaq Default

By Garima Chitkara | 25/01/2019

Clearinghouses should consider multiple risk factors in determining exposure and put more of its own capital on the line to manage defaults before dipping into the member default fund.

Trading & Investment

China Approves Plan for New ‘Nasdaq-Style’ Tech Board in Shanghai

By Editors | 25/01/2019

Authorities have reportedly already approached potential IPO candidates for the SSE’s new science and technology board. Draft listing rules are expected as early as this month.

Structural Regulation

SEBI Consults on Proposals to Allow Indian Firms to List Overseas

By Editors | 05/12/2018

An expert panel constituted by SEBI has issued recommendations that, if adopted, would enable Indian firms to list overseas and foreign companies to list directly in India.

Clearing & Post-Trade

FIA Updates CCP Risk Management Framework After Nasdaq Member Default

By Garima Chitkara | 29/11/2018

The industry body has updated its 2015 framework for CCP risk management to include more robust and transparent margining and higher skin in the game.