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Enforcement
US Prosecutors Charge Hong Kong Man Over False SEC Filings
By Sanday Chongo Kabange | 17/11/2025
The indictment alleges false SEC filings were used to create sham investment advisers for a "ramp-and-dump" ploy targeting US retail investors.

Fintech / Regtech
Australia Risks 'Being Left Behind' on Tokenisation, ASIC Chair Warns
By Sanday Chongo Kabange | 11/11/2025
ASIC chair has called for urgent action, regulatory reform, and a relaunch of its innovation hub to capitalise on DLT developments.

Enforcement
Hong Kong SFC Secures First Jail Sentence for Finfluencer
By Sanday Chongo Kabange | 10/11/2025
A financial influencer has been imprisoned for six weeks for providing unlicensed investment advice on a paid Telegram group.

Market Infrastructure
Vietnam’s Ho Chi Minh City Partners Nasdaq to Advance IFC Ambitions
By Nithya Subramanian | 22/10/2025
The partnership will focus on developing financial infrastructure, new products, and global links as the city aims to become a regional financial hub by 2026.
Securities / Derivatives
Taiwan Launches New Initiative to Become "Nasdaq of Asia"
By Nithya Subramanian | 21/10/2025
The new platform integrates stock and bond market reforms, loosens listing rules, and targets high-growth industries to attract global capital.

Securities / Derivatives
Taiwan Details Plans to Become Asian Asset Management Hub
By Mark Johnston | 17/10/2025
Regulators are promoting new products, tax incentives, and cross-border links to attract more global capital and leverage market strengths.

Securities / Derivatives
Sri Lanka SEC Launches 10-year Roadmap to Overhaul Capital Markets
By Mark Johnston | 01/10/2025
Regulator unveils 12 key projects including stock exchange demutualisation and a new derivatives market to boost economic growth.

Securities / Derivatives
Korea Sets New Rules for Firms Resuming US Stock Daytime Trading
By Manesh Samtani | 25/09/2025
Financial regulators have imposed stricter operational and investor protection measures on securities firms following a major system failure that halted the service last year.

Securities / Derivatives
BIS Study Calls for "Nuanced" Approach to HFT Regulation
By Manesh Samtani | 24/09/2025
BIS working paper finds high-frequency trading has a dual impact, increasing risk for some stocks while improving liquidity for others.

Securities / Derivatives
Nasdaq Proposes Stricter Rules Targeting Small Chinese IPOs
By Manesh Samtani | 05/09/2025
Nasdaq plans to require a minimum USD 25 million in public offering proceeds for China-based firms, citing investor protection concerns.
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