SECURITIES AND EXCHANGE BOARD OF INDIA

Securities / Derivatives

India Sets Out Commodity Options Regime

By Editors | 15/06/2017

SEBI (the Securities and Exchange Board of India) this week issued two circulars clarifying the framework for the country’s upcoming […]

Securities / Derivatives

Indian Market Manipulation Cases Surge to Record High

By Editors | 07/06/2017

SEBI (Securities and Exchange Board of India) inquiries into possible market manipulation hit a record high of 174 in the […]

Capital / Liquidity

RBI Intensifies Scrutiny of Banks’ Accounting

By Editors | 05/06/2017

SEBI (the Securities and Exchange Board of India) has asked a trio of listed banks to explain why their own […]

AML / KYC

SEBI Investigating $5bn Penny Stock Scam

By Samuel Riding | 17/05/2017

Indian securities regulator has been using data analytics and surveillance to identify culprits.

Securities / Derivatives

Regulatory Imperatives on Asia’s Derivatives Frontier

By Samuel Riding | 27/04/2017

The right regulatory framework and local expertise will be essential as new markets develop.

AML / KYC

SEBI Confirms Introduction of Commodity Options

By Samuel Riding | 27/04/2017

Other new initiatives cover equity/commodity licensing unification; mutual fund purchases via e-wallet.

AML / KYC

Indian Central Bank to Set up Cyber-Emergency Team

By Samuel Riding | 19/04/2017

Recent ‘ethical hack’ found cybersecurity weaknesses at two public sector banks.

Market Infrastructure

India Allows Equity Derivatives at IFSCs

By Samuel Riding | 17/04/2017

Position limit set at 10% of free float; 50% of domestic market MWPL by value.

AML / KYC

Indian Banks Seek Forensic Auditors Amid Fraud Fears

By Samuel Riding | 12/04/2017

Association says auditors should have at least 10 years experience for the largest suspected frauds.