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Structural Regulation
Tribunal Scraps SEBI Selection for Mutual Fund Self-Regulator
By Editors | 02/10/2015
The Securities Appellate Tribunal has asked the Securities and Exchange Board India to scrap and restart the selection process for a self-regulatory organisation for mutual fund distributors.
Structural Regulation
SEBI Issues Final Guidelines for Commodity Brokers
By Editors | 01/10/2015
The Securities and Exchange Board of India has reportedly issued final norms for traders of commodity derivatives exchanges.
Structural Regulation
SEBI-FMC Merger Takes Effect to Create Unified Regulator
By Editors | 30/09/2015
Merger is aimed at streamlining regulations and curbing speculation in the commodities market.
Trading & Investment
India to Pursue Investment from Foreign Pension Funds
By Editors | 28/09/2015
The Securities Exchange Board of India intends to begin talking to global fund managers about investing foreign pension money in India.
Structural Regulation
Bombay Stock Exchange Seeks Commodities Expansion
By Editors | 27/09/2015
BSE told brokers that it will seek approval from SEBI to launch a commodity segment.
Clearing & Post-Trade
SEBI Considers Tighter Rules for Agri Commodities
By Editors | 27/09/2015
The Securities and Exchange Board of India is considering tightening regulations relating to risk management for agricultural commodities derivatives.
Credit Risk
SEBI to Enhance Disclosures by Credit Rating Agencies
By Editors | 23/09/2015
Plan to implement a mechanism for prompt and proper disclosures of changes to credit ratings of listed firms, in a bid to safeguard investor interests.
Conduct, Culture & Accountability
India Consults on New Measures to Curb Misselling
By Editors | 22/09/2015
India’s government and various regulators are consulting the public on newly proposed recommendations by a high-level government committee to curb misselling of financial products.
Liquidity Risk
SEBI Asks Fund Managers to Explain Corporate Bond Holdings
By Editors | 18/09/2015
The Securities and Exchange Board of India has asked fund managers to explain their rationale for corporate bond investments and closely monitor recently-downgraded companies they hold.
Trading & Investment
Bombay Stock Exchange Allows Roll-Over of Securities Loans
By Editors | 09/09/2015
The Bombay Stock Exchange has launched a roll-over facility for securities lending and borrowing in a bid to increase participation in the currently very shallow SLB market.
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