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Securities / Derivatives
SEBI Introduces Timelines for CRAs’ Handling of Rating Appeals
By Ajoy K Das | 05/07/2024
Specific timelines have been introduced for dealing with appeals by issuers on rating action during periodic surveillance to enhance business ease and consistency.
Securities / Derivatives
SEBI Mandates Email for Dispatching Consolidated Account Statements
By Ajoy K Das | 05/07/2024
The regulator has said that CAS will be sent on a monthly basis in case of a transaction in the demat account and on a half-yearly basis if there is no transaction.
Securities / Derivatives
SEBI Cuts Face Value of Debt Securities
By Ajoy K Das | 04/07/2024
A lower ticket size could encourage more participation from retail investors, boosting liquidity.
Market Infrastructure
SEBI Directs Market Infrastructure Institutions to Charge Uniform Fees
By Ajoy K Das | 04/07/2024
The regulator said that the charges should to be ‘true to label’, meaning the charges paid by investors should be the same as those received by MIIs.
Securities / Derivatives
SEBI Issues Show Cause Notice to Hindenburg Over Adani Report
By Ajoy K Das | 03/07/2024
Allegations of manipulation and unfair practices in shorting Adani Group stocks were dismissed by Hindenburg as “nonsense and fabricated.”
Securities / Derivatives
SEBI Proposes Lighter Regulations for Passive MFs
By Ajoy K Das | 03/07/2024
A recently released consultation paper proposes lower net worth and net profit requirements for sponsors and AMCs.
Securities / Derivatives
RBI: Rapid Rise in Derivatives Trading Poses Challenges to Investors
By Ajoy K Das | 03/07/2024
Investor protection is key, since derivatives are more complex than underlying assets, said the central bank’s Financial Stability Report.
Securities / Derivatives
SEBI Proposes Mandatory Disclosure of Risk Adjusted Return for MF Schemes
By Ajoy K Das | 02/07/2024
Disclosure of RAR along with scheme return will help investors make informed investment decisions.
Securities / Derivatives
SEBI Tightens Rules for Finfluencers, Eases Delisting Process
By Ajoy K Das | 01/07/2024
The regulator has introduced a fixed price process for promoter buy-back and revised inclusion-exclusion criteria of stocks in the derivatives segment.
AML / KYC
SEBI Seeking to Ease Access to Sovereign Bonds for FPIs
By Editors | 28/06/2024
SEBI is looking to eliminate many of its information requirements, such as disclosure of investor group and beneficial ownership.
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