ADVERTISEMENT

Enforcement
SEBI Settles Case Against 10 Over TV Stock Recommendations
By Nithya Subramanian | 17/01/2025
Among those that settled were SAAR Securities, along with one of its directors, and two directors of the firm’s commodities unit.

Securities / Derivatives
India Considers Ending Ban on Trading in Seven Agri-Derivatives
By Nithya Subramanian | 13/01/2025
A government panel has recommended ending a ban on futures trading in seven agricultural commodities imposed in 2021

SEBI Issues Guidelines for Research Analysts, Investment Advisers
By Editors | 10/01/2025
RAs and IAs must disclose the extent of AI usage in their offerings and ensure data security and compliance with applicable rules.

Securities / Derivatives
SEBI Introduces Framework to Lower Entry Barrier for Passive Funds
By Editors | 04/01/2025
The framework allows PE funds set up in India or overseas to sponsor “MF Lite” entities, subject to certain conditions

Securities / Derivatives
SEBI Board Approves Plan to Tighten Merchant Banker Rules
By Editors | 02/01/2025
SEBI will raise the net worth requirement for merchant bankers and require them to maintain a quarter of this in liquid assets at all times

Securities / Derivatives
SEBI to Implement Stricter Rules for SME Listings
By Editors | 01/01/2025
SEBI is raising the minimum investment required to subscribe to an SME IPO and introducing measures to ensure promoters retain significant shareholdings.

Market Infrastructure
SEBI Provides Relief on Deadlines for Cybersecurity Measures
By Editors | 01/01/2025
SEBI said it won’t impose penalties for non-compliance for three months provided REs can demonstrate progress with implementation.

ESG / Sustainability
SEBI Defers Key ESG Reporting Deadline by One Year
By Editors | 28/12/2024
The BRSR Core reporting deadline is deferred by one year until fiscal year 2025-2026 for value chain disclosures and assurance.

Securities / Derivatives
SEBI Extends Agri-Derivatives Trading Suspension for One Month
By Editors | 23/12/2024
The one-month extension, instead of the three one-year extensions seen since 2021, is viewed as a signal that the suspension might be lifted early next year.

Securities / Derivatives
SEBI Tightens Norms on Issuance of ODIs by FPIs
By Editors | 18/12/2024
New requirements on the issuance and use of offshore derivative instruments by FPIs are being introduced to prevent regulatory arbitrage.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team