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Market Infrastructure
SEBI Revises Market Infrastructure Guidelines on Capacity Planning
By Editors | 13/12/2024
The revised guidelines set out SEBI’s expectations on capacity planning and real-time performance monitoring of IT systems.

Securities / Derivatives
SEBI to Expand T+0 Settlement to More Stocks, Brokers
By Editors | 13/12/2024
T+0 settlement will be available to more stocks starting from 31 January 2025. All stock brokers will be allowed to participate.

Securities / Derivatives
SEBI Issues Updated Investor Charter to Enhance Protections
By Editors | 10/12/2024
The updated charter emphasises the confidentiality of investor information and strengthens the grievance redressal and dispute resolution mechanisms.

Market Infrastructure
SEBI Proposes to Introduce Closing Auction Session for Indian Stocks
By Editors | 09/12/2024
SEBI proposes to replace the VWAP mechanism with a 15-minute CAS session to determine the closing prices of stocks.

Securities / Derivatives
SEBI to Require Central Storage of IPO Due Diligence Documents
By Editors | 08/12/2024
SEBI said the stock exchanges have set up a platform which merchant banks must use to store their IPO due diligence documents.

Enforcement
SEBI Disposes of Proceedings Against Brickwork Ratings
By Editors | 07/12/2024
The settlement order requires Brickwork Ratings to pay a penalty. SEBI had previously cancelled the CRA’s licence but its order was overturned on appeal.

Securities / Derivatives
SEBI to Make Stock Exchanges Interoperable to Guard Against Outages
By Editors | 02/12/2024
The NSE and BSE will act as alternative trading venues for each other when a technical glitch or outage occurs at either exchange.

Enforcement
US Charges Against Gautam Adani Have Had Extensive Impacts
By Manesh Samtani | 27/11/2024
Opposition parties demand parliamentary probe; Kenya cancels deals; Sri Lanka opens investigation; Global banks halting credit.

Securities / Derivatives
SEBI Mandates Mark-to-Market Valuation for Mutual Fund Repo Transactions
By Editors | 27/11/2024
Mutual fund investments in repo transactions with tenors up to 30 days shall be valued on a mark-to-market basis.

Securities / Derivatives
SEBI Proposes to Diversify Ownership of Clearing Corporations
By Editors | 26/11/2024
SEBI proposes two options to diversify ownership of clearing corporations to allow them to operate as public utilities free from commercial, profit-making considerations.
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