SECURITIES AND EXCHANGE BOARD OF INDIA

    image

    ESG / Sustainability

    An Unregulated ESG Rating System Reveals its Flaws

    By Hazel Ilango | 04/05/2023

    ESG ratings are instrumental in facilitating investment decisions, but can disrupt the stability of financial markets if unregulated, says IEEFA’s Hazel Ilango.

    image

    AML / KYC

    SEBI Mandates LEI Reporting Requirement for Debt Issuers

    By Editors | 03/05/2023

    Issuers of listed non-convertible securities, securitised debt instruments and security receipts must obtain and report their LEI by 1 September.

    image

    Securities / Derivatives

    SEBI Bans Brokers from Pledging Client Funds for Bank Guarantees

    By Editors | 01/05/2023

    Existing bank guarantees created from client funds must be wound down by 30 September, to prevent misuse of investors’ money.

    image

    Enforcement

    SEBI Imposes 7-Year Market Ban Against Karvy Stock Broking

    By Editors | 29/04/2023

    Karvy Stock Broking Limited was found to have misused clients’ assets in 2019, by pledging them as collateral to borrow funds from banks and NBFCs.

    image

    Securities / Derivatives

    NSE India to Launch WTI Crude Oil, Natural Gas Futures

    By Editors | 17/04/2023

    NSE will launch WTI crude oil and natural gas futures contracts from 15 May. Both already trade on India’s MCX.

    image

    Securities / Derivatives

    SEBI Issues Framework to Improve IPO Price Band Discovery

    By Editors | 12/04/2023

    Stock exchanges will have to compute a common equilibrium price for IPO listings if their call auctions result in equilibrium prices that are too far apart.

    image

    Securities / Derivatives

    SEBI Mandates Direct Plan, Trail Fee Model for AIFs

    By Editors | 11/04/2023

    SEBI said AIFs should ensure onboard investors who approach them through a SEBI-registered intermediary are onboarded via direct plan.

    image

    SEBI Issues New Advertising Rules for Advisers, Analysts

    By Editors | 06/04/2023

    SEBI’s new rules seek to curb misleading investment advertisements and address the use of unregistered brand names, trade names and logos.

    image

    Enforcement

    SEBI Probing Related Party Transactions at Adani Group

    By Editors | 04/04/2023

    SEBI is probing three offshore entities which entered into investment transactions with unlisted Adani Group units over the last 13 years.

    image

    Enforcement

    India Supreme Court Orders SEBI to Refund NSE

    By Editors | 20/03/2023

    Supreme Court quashes SEBI’s orders against NSE for alleged lapses in network systems that favoured high-frequency traders.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team