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Securities and Exchange Board of India
Market Infrastructure
SEBI Proposes Formation of New Agency to Validate Performance Claims
By Sanday Chongo Kabange | 04/09/2023
SEBI proposes to create a new independent body that would validate performance claims made by intermediaries such as fund managers and investment advisers.
Enforcement
OCCRP Report Deals Fresh Blow to India’s Adani Group
By Mark Johnston | 03/09/2023
The OCCRP says Adani Group breached India’s minimum public shareholding rules. SEBI is waiting for information from five foreign jurisdictions to confirm.
Market Infrastructure
SEBI Enhances Market Infrastructure Requirements on Cyber Security
By Mark Johnston | 30/08/2023
The requirements cover data backups, the ability to rebuild critical systems, ransomware attack drills, and cyber audits.
Market Infrastructure
SEBI Proposes to Increase Flexibility of New Social Stock Exchanges
By Editors | 30/08/2023
SEBI proposes to reduce the minimum issue size and the minimum application size to facilitate more fund-raising for NPOs.
Securities / Derivatives
SEBI to Require Intermediaries to Sever Ties with Unregistered ‘Finfluencers’
By Editors | 28/08/2023
SEBI-registered intermediaries and regulated entities would also be required to stop disbursing referral fees to unregistered entities such as “finfluencers”.
Securities / Derivatives
SEBI Tightens Disclosure Norms for FPIs with Concentrated Investments
By Editors | 28/08/2023
FPIs will have to disclose all their owners if they hold over 50% of their India AUM in a single corporate group.
SEBI Proposes New Fee Collection Mechanism for IAs, RAs
By Mark Johnston | 28/08/2023
The new mechanism aims to ensure that investors can only pay fees to investment advisors and research analysts that are registered.
Securities / Derivatives
SEBI to Allow NRIs, OCIs to Invest More in GIFT City via FPIs
By Editors | 27/08/2023
SEBI proposes to allow IFSCA regulated FPIs to accept higher levels of investment from Indian citizens residing overseas.
SEBI Proposes to Form New Supervisory Body for Research Analysts
By Sanday Chongo Kabange | 24/08/2023
SEBI proposes to require membership in the new body in order to obtain registration as a research analyst in India.
Securities / Derivatives
SEBI Enhances Governance Norms for REITs, InvITs
By Mark Johnston | 23/08/2023
Investors with at least 10% of a REIT’s units can nominate directors. The amendments also introduce the concept of self-sponsored REITs.
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