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Enforcement
SEBI Fines BSE, NSE for Failure to Detect Karvy Fraud
By Editors | 17/04/2022
Karvy Stock Broking misused INR 23 billion worth of securities belonging to more than 95,000 clients, pledging them with 8 banks to raise INR 8.5 billion for its own use.
Securities / Derivatives
SEBI Issues Risk Management Framework for New EGR Segment
By Editors | 17/04/2022
The framework sets out a system for stock exchanges to collect margins from trading members to cover potential losses from trading in Electronic Gold Receipts.
Securities / Derivatives
SEBI Seeks to Loosen Restrictions on Mutual Fund Sponsors
By Editors | 13/04/2022
A new working group will recommend new eligibility criteria that could allow private equity funds and other pooled investment vehicles entities to sponsor mutual funds.
Market Infrastructure
SEBI Forms New Committee to Enhance Governance of MIIs
By Editors | 12/04/2022
The committee will suggest measures to improve governance at market infrastructure institutions, including NSE, which experienced lapses during the tenure of its former CEO.
Securities / Derivatives
SEBI Standardises Industry Classification Framework for CRAs
By Editors | 11/04/2022
The standardised framework will help enable uniformity in the classifications being used across sectors and in the securities market, SEBI said.
Securities / Derivatives
SEBI Defers Deadline on Use of Pool Accounts for Fund Transactions
By Editors | 09/04/2022
SEBI said AMFI has sought additional time for the implementation of directions that prohibit intermediaries from pooling investor money for mutual fund transactions.
Securities / Derivatives
SEBI Raises Limit for Equity Investments via UPI Mechanism
By Editors | 07/04/2022
The limit for individual investors applying in public issues of equity shares and convertibles using the UPI mechanism is being increased.
Securities / Derivatives
SEBI Clarifies New Related Party Transaction Rule
By Editors | 07/04/2022
Related party transactions approved before 1 April under the old rules will require approval from shareholders.
Securities / Derivatives
SEBI Approves Enhancements to CIS Rules
By Editors | 03/04/2022
The amendments will require CIS managers and certain designated employees to invest in the CIS they manage, and limit investment in other CIS managers.
Securities / Derivatives
SEBI Proposes to Shorten Timelines for Open Offers, Buybacks
By Editors | 31/03/2022
The proposed changes include a shorter time period during which an open offer or buyback offer can remain open, from 10 days to 5 days.
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