ADVERTISEMENT
Securities / Derivatives
SEBI to Allow Exchanges to Offer Commodity Index Options
By Editors | 29/03/2022
SEBI has set out a product design and risk management framework that should be used by exchanges looking to offer such products.
Enforcement
SEBI Probes Investment Banks Over Possible Insider Trades
By Editors | 27/03/2022
SEBI’s new AI-based surveillance systems have detected possible insider trades by related parties of investment bankers.
Securities / Derivatives
NSE, BSE Harmonise Industry Classification Structure for Listed Firms
By Editors | 26/03/2022
The India Industry Classification will come into effect from 31 March, harmonising industry classifications of companies listed and traded on NSE and BSE.
Securities / Derivatives
India Suspends Plan to Allow Direct Overseas Listings
By Editors | 25/03/2022
Domestic companies can only list overseas after first listing in India. Rule changes that would have allowed direct overseas listings have reportedly been suspended.
Securities / Derivatives
SEBI Eases Norms on Mutual Fund Transactions by Investors
By Editors | 23/03/2022
Norms prohibiting the use of one-time mandates to accept payments for mutual fund transactions have been eased.
AML / KYC
GLEIF Welcomes LEI System’s First India Validation Agent
By Editors | 22/03/2022
Rubix Data Sciences has become the first India-based Validation Agent within the Global LEI System, and the sixth globally.
Enforcement
SEBI Seizes Records from Market Manipulators in 4 States
By Editors | 14/03/2022
Individuals and entities were operating Telegram channels to encourage investors to deal in listed stocks, thereby creating “artificial volume and price rise”.
Securities / Derivatives
SEBI Raises Limit for Debt Investments via UPI Mechanism
By Editors | 11/03/2022
The limit for investments in debt securities via the UPI mechanism is being increased from INR 200,000 to INR 500,000, effective 1 May 2022.
Enforcement
Indian Police Arrest Former NSE Head Chitra Ramkrishna
By Sanday Chongo Kabange | 07/03/2022
The CBI said evidence shows that Ramkrishna engaged in a conspiracy with another executive, after she coerced NSE’s HR department to hire him.
Securities / Derivatives
SEBI Extends Timeline for Brokers to Segregate Client Collateral
By Editors | 07/03/2022
The implementation timeline for the new framework on client collateral segregation and monitoring has been extended to 2 May 2022.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team