Securities and Exchange Commission

    Securities / Derivatives

    Thai SEC Proposes Mutual Fund Fee Overhaul

    By Mark Johnston | 24/11/2025

    The regulator seeks to implement a “fee for reasons” principle, requiring annual fee reviews and clearer disclosures on performance and trailer fees.

    ESG / Sustainability

    Thailand Amends Rules to Boost Sustainability-Linked Bond Market

    By Sanday Chongo Kabange | 24/11/2025

    The new regulations provide issuers with greater flexibility on financial returns and instrument structures, aiming to align with international standards.

    Crypto / Digital Assets

    Thailand SEC Finalises New Investor Protection Rules for ICOs

    By Sanday Chongo Kabange | 12/11/2025

    The new rules ease knowledge test requirements for retail investors but introduce mandatory suitability assessments to be updated every two years.

    AML / KYC

    Thailand Eyes New Digital Asset, Banking Rules Amid Scam Infiltration Probe

    By Mark Johnston | 03/11/2025

    Regulators confirm listed firms under scrutiny as AMLO seizes THB 350 million in assets linked to cross-border networks.

    Securities / Derivatives

    Thailand Proposes Major Overhaul of Provident Fund Rules

    By Editors | 29/10/2025

    The proposed rules aim to increase asset manager responsibilities for member care, investment advice, and operational transparency for retirement funds.

    Fintech / Regtech

    Thailand Raids Worldcoin-Linked Exchange, Citing Unlicensed Operations

    By Editors | 27/10/2025

    Authorities arrest suspects at a Bangkok location, alleging violations of digital asset laws and highlighting money laundering and scam risks.

    Securities / Derivatives

    Thai SEC Plans Rule Overhaul to Bolster Investor Protection, Curb Risk

    By Sanday Chongo Kabange | 27/10/2025

    The SEC is set to grant minority shareholders greater voting powers, tighten rules on short selling, and align ESG disclosure with global standards.

    ESG / Sustainability

    Thai SEC Broadens ESG Fund Investment Scope to Include REITs

    By Mark Johnston | 23/10/2025

    Thai SEC expanded the eligible assets for Thai ESG funds to include sustainable REITs and infrastructure funds, effective 16 October.

    Securities / Derivatives

    Thailand Tightens Margin Lending Rules for Securities Firms

    By Editors | 22/10/2025

    New regulations introduce stricter lending limits for securities firms and prohibit loans against securities where the use of funds is unrestricted.

    Securities / Derivatives

    Thailand Unveils 'Quick Win' Reforms to Revitalise Stock Market

    By Manesh Samtani | 07/10/2025

    Regulators will streamline IPO rules, fast-track a new savings scheme, and boost enforcement to combat underperformance and attract foreign investment.

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