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Securities / Derivatives
Thai SEC Proposes Mutual Fund Fee Overhaul
By Mark Johnston | 24/11/2025
The regulator seeks to implement a “fee for reasons” principle, requiring annual fee reviews and clearer disclosures on performance and trailer fees.

ESG / Sustainability
Thailand Amends Rules to Boost Sustainability-Linked Bond Market
By Sanday Chongo Kabange | 24/11/2025
The new regulations provide issuers with greater flexibility on financial returns and instrument structures, aiming to align with international standards.

Crypto / Digital Assets
Thailand SEC Finalises New Investor Protection Rules for ICOs
By Sanday Chongo Kabange | 12/11/2025
The new rules ease knowledge test requirements for retail investors but introduce mandatory suitability assessments to be updated every two years.

AML / KYC
Thailand Eyes New Digital Asset, Banking Rules Amid Scam Infiltration Probe
By Mark Johnston | 03/11/2025
Regulators confirm listed firms under scrutiny as AMLO seizes THB 350 million in assets linked to cross-border networks.

Securities / Derivatives
Thailand Proposes Major Overhaul of Provident Fund Rules
By Editors | 29/10/2025
The proposed rules aim to increase asset manager responsibilities for member care, investment advice, and operational transparency for retirement funds.

Fintech / Regtech
Thailand Raids Worldcoin-Linked Exchange, Citing Unlicensed Operations
By Editors | 27/10/2025
Authorities arrest suspects at a Bangkok location, alleging violations of digital asset laws and highlighting money laundering and scam risks.

Securities / Derivatives
Thai SEC Plans Rule Overhaul to Bolster Investor Protection, Curb Risk
By Sanday Chongo Kabange | 27/10/2025
The SEC is set to grant minority shareholders greater voting powers, tighten rules on short selling, and align ESG disclosure with global standards.

ESG / Sustainability
Thai SEC Broadens ESG Fund Investment Scope to Include REITs
By Mark Johnston | 23/10/2025
Thai SEC expanded the eligible assets for Thai ESG funds to include sustainable REITs and infrastructure funds, effective 16 October.

Securities / Derivatives
Thailand Tightens Margin Lending Rules for Securities Firms
By Editors | 22/10/2025
New regulations introduce stricter lending limits for securities firms and prohibit loans against securities where the use of funds is unrestricted.

Securities / Derivatives
Thailand Unveils 'Quick Win' Reforms to Revitalise Stock Market
By Manesh Samtani | 07/10/2025
Regulators will streamline IPO rules, fast-track a new savings scheme, and boost enforcement to combat underperformance and attract foreign investment.
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