Securities and Exchange Commission

    Securities / Derivatives

    Thailand SEC Overhauls Rules for Brokers Facing Capital Shortfalls

    By Sanday Chongo Kabange | 05/09/2025

    The SEC says the new regulations establish a clear protocol for failing firms, including provisions for client asset transfers and a waiver for breaches caused by digital asset volatility.

    Capital / Liquidity

    Thailand SEC Eases Capital Requirements For Digital Asset Custodians

    By Sanday Chongo Kabange | 05/09/2025

    The SEC has lowered capital requirements and set a zero-risk weighting for certain digital tokens to reduce costs and encourage domestic custody services.

    Securities / Derivatives

    Thai SEC Proposes New Regulatory Flexibility for SET Group

    By Nithya Subramanian | 05/09/2025

    The SEC has proposed allowing the SET Group greater flexibility to issue certain rules, including technical updates without prior approval.

    ESG / Sustainability

    Thailand's SEC Authorises Digital Asset Firms to Trade Tokenised Carbon Credits

    By Sanday Chongo Kabange | 05/09/2025

    The SEC has amended rules for digital asset operators to support national green economy goals and promote the country as a carbon trading hub.

    Securities / Derivatives

    Thailand SEC Proposes to Tighten Margin Lending Regulations

    By Editors | 04/09/2025

    The SEC plans new lending limits tied to broker equity, restrictions on IPO margin loans, and a ban on derivatives trades resembling loans.

    Enforcement

    Thailand SEC Moves to Tighten Oversight of Audit Firms

    By Nithya Subramanian | 02/09/2025

    The SEC is seeking powers to directly supervise and penalise audit firms when their employees are involved in misconduct.

    Fintech / Regtech

    Thailand Pivots from Public CBDC to Private Stablecoins

    By Editors | 01/09/2025

    The central bank has no plans for a public digital baht, shifting focus to wholesale applications and a sandbox for privately-issued stablecoins.

    Crypto / Digital Assets

    Thailand Grants Five-Year Tax Exemption on Crypto Capital Gains

    By Nithya Subramanian | 29/08/2025

    This makes Thailand one of the first countries in the world to set clear tax rules for digital asset trading, according to the Deputy Prime Minister.

    Securities / Derivatives

    Thailand to Form Task Force to Revive Stock Market

    By Nithya Subramanian | 29/08/2025

    The task force will work on measures to improve stock market liquidity and restore investor confidence following market declines and fraud scandals.

    Securities / Derivatives

    Thailand Issues New Governance Rules for Listed Company Directors

    By Sanday Chongo Kabange | 20/08/2025

    The new 'Six Pillars' framework aims to strengthen director knowledge, accountability, and market confidence following concerns over corporate misconduct.

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