Securities and Futures Commission

    Securities / Derivatives

    SFC Tightens IPO Underwriter Scrutiny, Causing Hiring Delays - Reports

    By Editors | 06/03/2026

    The SFC has intensified checks on IPO underwriters, citing poor submission quality and creating recruitment challenges for brokerages.

    Fintech / Regtech

    Hong Kong Regulators Expand GenAI Sandbox Across Entire Financial Sector

    By Sanday Chongo Kabange | 06/03/2026

    The initiative now covers securities, insurance, pensions and payments, offering firms free computing power to test AI in a controlled environment.

    ESG / Sustainability

    SFC Chief Outlines Five-Point Strategy for Maintaining Market Resilience

    By Sanday Chongo Kabange | 06/03/2026

    Julia Leung warns against complacency amid market buoyancy, outlining a five-point strategy for APAC to build resilience through technology and collaboration.

    Securities / Derivatives

    SFC Chairman Urges Focus on Listing 'Quality' Over 'Quantity'

    By Sanday Chongo Kabange | 04/03/2026

    Kelvin Wong says long-term market health depends on quality listings and products, not just turnover and fundraising size.

    Securities / Derivatives

    ISDA Urges Hong Kong to Widen Exemptions from Clearing Mandate

    By Manesh Samtani | 04/03/2026

    Responding to an SFC-HKMA consultation, ISDA said it supports permanent calculation periods for clearing but urges the regulators to expand the scope of exemptions.

    Hong Kong Investment Visa Scheme Draws HK$95 Billion in Applications

    By Sanday Chongo Kabange | 04/03/2026

    The residency programme has attracted nearly 3,200 applicants in two years, prompting officials to ease rules to provide investors with greater flexibility.

    Fintech / Regtech

    Hong Kong Set to Launch First RWA Tokenisation Products

    By Sanday Chongo Kabange | 03/03/2026

    DL Holdings gets a regulatory nod for property and PE fund tokenisation, while Finloop announces a new project backed by Canadian gold mining assets.

    Crypto / Digital Assets

    Hong Kong Sees Launch of First Virtual Asset Structured Products

    By Sanday Chongo Kabange | 02/03/2026

    The options-based products linked to Bitcoin and Ethereum are a first for Hong Kong's market and are available only to professional investors.

    Market Infrastructure

    SFC Calls on Firms to Participate in Rehearsals for HKEX Network Upgrade

    By Sanday Chongo Kabange | 27/02/2026

    Exchange Participants must test connectivity ahead of a Q3 2026 system cutover designed to boost market stability and resilience.

    Enforcement

    Hong Kong SFC Bans Former Representative of Sun Hung Kai for Life

    By Sanday Chongo Kabange | 27/02/2026

    The individual conducted unauthorised trades and forged documents over a five-year period to conceal significant client losses.

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